0001179110-12-014910.txt : 20121004 0001179110-12-014910.hdr.sgml : 20121004 20121004160558 ACCESSION NUMBER: 0001179110-12-014910 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121002 FILED AS OF DATE: 20121004 DATE AS OF CHANGE: 20121004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPEREUR ANDREW CENTRAL INDEX KEY: 0001210581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 121129665 MAIL ADDRESS: STREET 1: C/O ACTUANT CORP STREET 2: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 4 1 edgar.xml FORM 4 - X0306 4 2012-10-02 0 0000006955 ACTUANT CORP ATU 0001210581 LAMPEREUR ANDREW N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 Executive Vice President - CFO Class A Common Stock 2012-10-02 4 M 0 48000 11.97 A 265250 D Class A Common Stock 2012-10-02 4 S 0 48000 28.65 D 217250 D Class A Common Stock 11969 I By 401(k) Class A Common Stock 735 I By ESPP Class A Common Stock 3999 I By Deferred Compensation Plan Class A Common Stock 28000 I By IRA Class A Common Stock 2250 I By Family Employee Stock Option (Right to Buy) 11.97 2012-10-02 4 M 0 48000 0 A 2013-01-13 Class A Common Stock 48000 0 D The sale reported on the Form 4 was effected pursuant to a 10b5-1 trading plan. The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.50 to $28.76, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. Shares held by the reporting person's children through custodians. Option granted under the Actuant Corporation 2002 Stock Option Plan. Fifty percent of the option became exercisable on 01/13/2006 and the balance became exercisable on 01/13/2008. /s/ Eric Orsic, as Attorney-in-Fact 2012-10-04