0001179110-12-012193.txt : 20120801
0001179110-12-012193.hdr.sgml : 20120801
20120801180419
ACCESSION NUMBER: 0001179110-12-012193
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120730
FILED AS OF DATE: 20120801
DATE AS OF CHANGE: 20120801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARZBAECHER ROBERT C
CENTRAL INDEX KEY: 0001201635
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11288
FILM NUMBER: 121001222
MAIL ADDRESS:
STREET 1: ACTUANT CORP
STREET 2: 13000 WEST SILVER SPRING DRIVE
CITY: BUTLER
STATE: WI
ZIP: 53007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACTUANT CORP
CENTRAL INDEX KEY: 0000006955
STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590]
IRS NUMBER: 390168610
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0831
BUSINESS ADDRESS:
STREET 1: ATTN: MATT PAULI
STREET 2: N86 W12500 WESTBROOK CROSSING
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
BUSINESS PHONE: 262-293-1524
MAIL ADDRESS:
STREET 1: ATTN: MATT PAULI
STREET 2: N86 W12500 WESTBROOK CROSSING
CITY: MENOMONEE FALLS
STATE: WI
ZIP: 53051
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED POWER INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC
DATE OF NAME CHANGE: 19730123
4
1
edgar.xml
FORM 4 -
X0306
4
2012-07-30
0
0000006955
ACTUANT CORP
ATU
0001201635
ARZBAECHER ROBERT C
N86 W12500 WESTBROOK CROSSING
MENOMONEE FALLS
WI
53051
1
1
0
0
President and CEO
Class A Common Stock
2012-07-30
4
M
0
65900
11.97
A
624732
D
Class A Common Stock
2012-07-30
4
S
0
65900
27.95
D
558832
D
Class A Common Stock
2012-07-31
4
M
0
24600
11.97
A
583432
D
Class A Common Stock
2012-07-31
4
S
0
24600
28.29
D
558832
D
Class A Common Stock
35620
I
By 401(k)
Class A Common Stock
11900
I
By IRA
Class A Common Stock
60000
I
By Family Limited Partnership
Class A Common Stock
2200
I
By Family
Class A Common Stock
2400
I
By Spouse
Class A Common Stock
8326
I
By Deferred Compensation
Employee Stock Option (right to buy)
11.97
2012-07-30
4
M
0
65900
0
A
2013-01-01
Class A Common Stock
65900
24600
D
Employee Stock Option (right to buy)
11.97
2012-07-31
4
M
0
24600
0
A
2013-01-01
Class A Common Stock
24600
0
D
The sales reported on the Form 4 was effected pursuant to 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.59 to $28.18, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (2) to this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.90 to $28.54, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the Staff of the Securities and Exchange Commission, upon request, separate prices within the range set forth in footnote (3) to this Form 4.
Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuats depending on the ratio of the number of shares of stock of Actuant in the fund to other investments.
Owned by daughters.
Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan.
Option granted under the Actuant Corporation 2002 Stock Plan.
Fifty percent of the option became exercisable on 01/13/2005, and the balance became exercisable on 01/13/2008.
/s/ Eric Orsic, as Attorney-in-Fact
2012-08-01