0001179110-11-014334.txt : 20111019 0001179110-11-014334.hdr.sgml : 20111019 20111019160707 ACCESSION NUMBER: 0001179110-11-014334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111018 FILED AS OF DATE: 20111019 DATE AS OF CHANGE: 20111019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Mark CENTRAL INDEX KEY: 0001311227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 111148205 MAIL ADDRESS: STREET 1: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 BUSINESS PHONE: 262-293-1524 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: N86 W12500 WESTBROOK CROSSING CITY: MENOMONEE FALLS STATE: WI ZIP: 53051 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 4 1 edgar.xml FORM 4 - X0304 4 2011-10-18 0 0000006955 ACTUANT CORP ATU 0001311227 Goldstein Mark N86 W12500 WESTBROOK CROSSING MENOMONEE FALLS WI 53051 0 1 0 0 Chief Operating Officer Class A Common Stock 2011-10-18 4 M 0 56000 6.57 A 150000 D Class A Common Stock 2011-10-18 4 S 0 32666 21.06 D 117334 D Class A Common Stock 5500 I By IRA Class A Common Stock 5869 I By 401(k) Plan Class A Common Stock 1181 I By ESPP Class A Common Stock 13057 I By Deferred Compensation Plan Employee Stock Option (right to buy) 6.57 2011-10-18 4 M 0 56000 0 A 2011-10-24 Class A Common Stock 56000 0 D The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.00 to $21.14, inclusive. The reporting person undertakes to provide to Actuant Corporation, any security holder of Actuant Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2001 Stock Plan. Fifty percent of the option became exercisable on 10/24/2003, and the balance became exercisable on 10/24/2006. /s/ Eric Orsic, as Attorney-in-Fact 2011-10-19