-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IbaBuRcLjGjqQ9z2egtZaWsYu1oJTziNh/LeprpcqygeKaG44rNFTZii05mnIYWe EwwWVTb7eUngbH5iNtv4Mg== 0001179110-11-001093.txt : 20110119 0001179110-11-001093.hdr.sgml : 20110119 20110119190243 ACCESSION NUMBER: 0001179110-11-001093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110114 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldstein Mark CENTRAL INDEX KEY: 0001311227 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11288 FILM NUMBER: 11536947 MAIL ADDRESS: STREET 1: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACTUANT CORP CENTRAL INDEX KEY: 0000006955 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 390168610 STATE OF INCORPORATION: WI FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 BUSINESS PHONE: 262-373-7457 MAIL ADDRESS: STREET 1: ATTN: MATT PAULI STREET 2: 13000 WEST SILVER SPRING DRIVE CITY: BUTLER STATE: WI ZIP: 53007 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED POWER INDUSTRIES INC DATE OF NAME CHANGE: 19730123 4 1 edgar.xml FORM 4 - X0303 4 2011-01-14 0 0000006955 ACTUANT CORP ATU 0001311227 Goldstein Mark 13000 WEST SILVER SPRING DRIVE BUTLER WI 53007 0 1 0 0 Chief Operating Officer Class A Common Stock 2011-01-14 4 A 0 14000 A 94000 D Class A Common Stock 5500 I By IRA Class A Common Stock 5273 I By 401(k) Plan Class A Common Stock 1176 I By ESPP Class A Common Stock 11390 I By Deferred Compensation Plan Employee Stock Option (right to buy) 27.77 2011-01-14 4 A 0 51800 0 A 2021-01-14 Class A Common Stock 51800 51800 D Restricted stock units granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Not applicable. Represents the best estimate of the number of share equivalents held by the reporting person in the unitized stock fund of the Actuant 401(k) Plan. The unitized stock fund consists of stock of Actuant and cash and other short term investments. The number of Actuant share equivalents fluctuates depending on the ratio of the number of shares of stock of Actuant in the fund to other investments. Best estimate of shares held pursuant to Actuant Corporation Deferred Compensation Plan. Option granted under the Actuant Corporation 2009 Omnibus Incentive Plan. Fifty percent of the option becomes exercisable on 01/14/2014, and the balance becomes exercisable on 01/14/2016. /s/ Eric Orsic, as Attorney-in-Fact 2011-01-19 -----END PRIVACY-ENHANCED MESSAGE-----