-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QtcppTEgjozBJWUrJifawIwcEAlCijMm4klygPhdPYKfVKQ7PJDkOm2qr2c5qSHQ A1/BKnNnM6+zAoZ1wy2e2w== 0001193125-07-199906.txt : 20070912 0001193125-07-199906.hdr.sgml : 20070912 20070912172220 ACCESSION NUMBER: 0001193125-07-199906 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070911 ITEM INFORMATION: Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20070912 DATE AS OF CHANGE: 20070912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1026 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 071113928 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 8-K 1 d8k.htm FORM 8-K Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 11, 2007

 


Applied Materials, Inc.

(Exact name of registrant as specified in its charter)

 


 

Delaware   000-06920   94-1655526

(State or other jurisdiction

of incorporation)

  (Commission File Number)  

(IRS Employer

Identification No.)

 

3050 Bowers Avenue

P.O. Box 58039

Santa Clara, CA

  95052-8039
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (408) 727-5555

N/A

(Former name or former address, if changed since last report.)

 


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(d) On September 11, 2007, the Board of Directors (the “Board”) of Applied Materials, Inc. (“Applied”) appointed Dennis D. Powell to serve as a member of the Board, effective immediately. Mr. Powell has not been appointed to serve on any Board committee at this time.

Pursuant to the terms of Applied’s Employee Stock Incentive Plan, Mr. Powell was automatically granted 20,000 performance shares (or restricted stock units) on September 11, 2007, the day of his appointment. These performance shares are scheduled to vest in four equal annual installments beginning one year after the grant date, subject to Mr. Powell’s continued service as a director. Mr. Powell will also participate in the standard non-employee director compensation arrangements described in Applied’s 2007 Proxy Statement that was filed with the Securities and Exchange Commission on February 14, 2007.

 

Item 7.01 Regulation FD Disclosure.

On September 12, 2007, Applied issued a press release announcing the appointment of Mr. Powell to the Board. A copy of the press release is attached hereto as Exhibit 99.1.

The information in this Item 7.01, including the exhibit, is furnished and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to liabilities under that section, and shall not be deemed to be incorporated by reference into the filings of Applied under the Securities Act of 1933, as amended, regardless of any general incorporation language in such filings.

 

Item 8.01 Other Events.

On September 11, 2007, the Board approved Charles Y.S. Liu’s request to step down as a member of the Audit Committee of the Board, effective immediately. Mr. Liu will continue to serve as Chair of the Investment Committee and as a member of the Strategy Committee.

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

 

Exhibit No.  

Description

99.1   Press Release issued by Applied Materials, Inc. dated September 12, 2007.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Applied Materials, Inc.

(Registrant)

Date: September 12, 2007   By:  

/s/ Joseph J. Sweeney

    Joseph J. Sweeney
    Senior Vice President, General Counsel and Corporate Secretary


EXHIBIT INDEX

 

Exhibit No.

  

Description

99.1

   Press Release issued by Applied Materials, Inc. dated September 12, 2007.
EX-99.1 2 dex991.htm PRESS RELEASE Press Release

Exhibit 99.1

 

Release:    Immediate   
Contact:    David Miller (editorial/media)    Randy Bane (financial community)
   (408) 563-9582    (408) 986-7916

Applied Materials Appoints Dennis D. Powell to Board of Directors

SANTA CLARA, Calif., September 12, 2007 — Applied Materials, Inc. today announced the appointment of Dennis D. Powell to serve on its Board of Directors, effective immediately.

“We are very pleased to have an executive with Dennis’ reputation for integrity and strong financial governance join our Board,” said James C. Morgan, chairman of Applied Materials. “His financial expertise and experience in mergers and acquisitions as well as leading a world-class finance organization makes Dennis a valuable addition to our Board.”

Mr. Powell is currently Executive Vice President and Chief Financial Officer of Cisco Systems, Inc. Since joining Cisco in 1997, Mr. Powell has served as Senior Vice President, Corporate Finance and Vice President, Corporate Controller. Before joining Cisco, Mr. Powell was employed by Coopers & Lybrand LLP for 26 years, where he was last a senior partner. Mr. Powell currently serves as a member of the board of directors of Intuit, Inc. and serves as Chairman of Intuit’s Audit Committee. Mr. Powell holds a B.S. in business administration with a concentration in accounting from Oregon State University.

Applied Materials, Inc. (Nasdaq:AMAT) is the global leader in Nanomanufacturing Technology™ solutions with a broad portfolio of innovative equipment, services and software products for the fabrication of semiconductor chips, flat panels, solar photovoltaic cells, flexible electronics and energy efficient glass. At Applied Materials, we apply Nanomanufacturing Technology to improve the way people live. Learn more at www.appliedmaterials.com.

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