-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oj5LQgjLzzO0RoKV73MkujxCc4cAeUPOVqwOM0u91VNKQNP7tJkk+es2QzmyqxTT hRUzhXK1MdW9VYYRe6pnLQ== 0001181431-10-059707.txt : 20101206 0001181431-10-059707.hdr.sgml : 20101206 20101206203034 ACCESSION NUMBER: 0001181431-10-059707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101202 FILED AS OF DATE: 20101206 DATE AS OF CHANGE: 20101206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney Joseph J CENTRAL INDEX KEY: 0001322085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 101235432 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052-8039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 rrd293166.xml FORM 4 X0303 4 2010-12-02 0 0000006951 APPLIED MATERIALS INC /DE AMAT 0001322085 Sweeney Joseph J C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 2023 SANTA CLARA CA 95054 0 1 0 0 Sr. VP, GC & Corp. Secretary Common Stock 2010-12-02 4 M 0 100000 8.58 A 401780 D Common Stock 2010-12-02 4 S 0 100000 12.967 D 301780 D Common Stock 12735.076 I By the 401(k) Plan Employee Stock Option (right to buy) 8.58 2010-12-02 4 M 0 100000 0 D 2014-03-09 Common Stock 100000 500000 D Number of shares includes 240,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 50,000 performance shares are scheduled to vest on 12/19/10; (b) 35,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/10; (c) provided specified performance goals are achieved, 30,000 performance shares are scheduled to vest (i) as to 22,500 shares no earlier than on 12/19/10 and (ii) as to 7,500 shares no earlier than on 12/19/11; and (d) provided specified performance goals are achieved, 125,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vest date). Increased number of shares reflects dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3. 200,000 became exercisable on 4/1/2010 and 200,000 shares are scheduled to become exercisable on each of 4/1/2011 and 4/1/2012 (subject to continued employment through each vest date). /s/ Joseph J. Sweeney 2010-12-06 -----END PRIVACY-ENHANCED MESSAGE-----