-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lx14TnHlg3QZYTTFoCEnC1OHIouOuWDuUV8Lk53j7ERUCKO/Ud2EthFYFzeVNpVy 8E0Qf24Sf4W0m5pC8JiStA== 0001181431-08-049219.txt : 20080819 0001181431-08-049219.hdr.sgml : 20080819 20080819213002 ACCESSION NUMBER: 0001181431-08-049219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080815 FILED AS OF DATE: 20080819 DATE AS OF CHANGE: 20080819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1026 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney Joseph J CENTRAL INDEX KEY: 0001322085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 081028885 BUSINESS ADDRESS: BUSINESS PHONE: 408-727-5555 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052-8039 4 1 rrd216498.xml FORM 4 X0303 4 2008-08-15 0 0000006951 APPLIED MATERIALS INC /DE AMAT 0001322085 Sweeney Joseph J C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 2023 SANTA CLARA CA 95054 0 1 0 0 Sr. VP, GC & Corp. Secretary Common Stock 2008-08-15 4 M 0 35000 16.275 A 343690 D Common Stock 2008-08-15 4 S 0 35000 19.2152 D 308690 D Common Stock 10023.82 I By the 401(k) Plan Employee Stock Option (right to buy) 16.275 2008-08-15 4 M 0 35000 0 D 2006-07-15 2008-10-19 Common Stock 35000 35000 D Number of shares includes 256,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 100,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Increased number of shares reflects dividend reinvestment and periodic allocation of accrued interest (which interest was automatically converted into shares) to all participants under 401(k) Plan that are exempt under Rule 16b-3. /s/ Joseph J. Sweeney 2008-08-19 -----END PRIVACY-ENHANCED MESSAGE-----