-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QeCmJzkSp+1Yt8mGK/0SW6Vq8f1M6Aswj1HHLdLYURbC7TIXdLz2IIUMLJFa5tFS sXQhWjkFDr9oLoH+I47eyQ== 0001181431-08-020490.txt : 20080320 0001181431-08-020490.hdr.sgml : 20080320 20080320204248 ACCESSION NUMBER: 0001181431-08-020490 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080318 FILED AS OF DATE: 20080320 DATE AS OF CHANGE: 20080320 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1026 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweeney Joseph J CENTRAL INDEX KEY: 0001322085 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 08703983 BUSINESS ADDRESS: BUSINESS PHONE: 408-727-5555 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052-8039 4 1 rrd200417.xml FORM 4 X0202 4 2008-03-18 0 0000006951 APPLIED MATERIALS INC /DE AMAT 0001322085 Sweeney Joseph J C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 2023 SANTA CLARA CA 95054 0 1 0 0 Sr. VP, GC & Corp. Secretary Common Stock 2008-03-18 4 M 0 40000 16.275 A 348690 D Common Stock 2008-03-18 4 S 0 40000 21.1026 D 308690 D Common Stock 9992.492 I By the 401(k) Plan Employee Stock Option (right to buy) 16.275 2008-03-18 4 M 0 40000 0 D 2004-07-15 2008-10-19 Common Stock 40000 0 D Number of shares includes 256,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,000 performance shares are scheduled to vest in two equal annual installments beginning 8/31/08, (b) 150,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/08, and (c) provided specified performance goals are achieved, 100,000 performance shares are scheduled to vest no earlier than in four equal annual installments beginning 12/19/08 (all vesting is subject to continued employment). Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under 401(k) Plan that are exempt under Rule 16b-3. /s/ Joseph J. Sweeney 2008-03-20 -----END PRIVACY-ENHANCED MESSAGE-----