0001127602-23-025338.txt : 20231003 0001127602-23-025338.hdr.sgml : 20231003 20231003175735 ACCESSION NUMBER: 0001127602-23-025338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231001 FILED AS OF DATE: 20231003 DATE AS OF CHANGE: 20231003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bodner Jeff CENTRAL INDEX KEY: 0001884665 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 231305734 MAIL ADDRESS: STREET 1: C/O ESS TECH INC STREET 2: 26440 SW PARKWAY AVE BLDG. 83 CITY: WILSONVILLE STATE: CA ZIP: 97070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4085635300 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2023-10-01 0000006951 APPLIED MATERIALS INC /DE AMAT 0001884665 Bodner Jeff C/O APPLIED MATERIALS, INC. 3050 BOWERS AV. P.O. BOX 58039, M/S 1268 SANTA CLARA CA 95052-8039 1 CVP, Corp. Controller & CAO 0 Common Stock 2023-10-01 4 F 0 679 138.45 D 11799 D Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 10,339 restricted stock units ("RSUs") previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,224 RSUs are scheduled to vest in annual installments in October of 2024 through 2026, and (b) 4,115 RSUs are scheduled to vest in quarterly installments in January of 2024 through 2027 (all vesting is subject to continued employment through each applicable vesting date). /s/ To-Anh Nguyen, Attorney-in-Fact 2023-10-03