0001127602-23-002146.txt : 20230124 0001127602-23-002146.hdr.sgml : 20230124 20230124213308 ACCESSION NUMBER: 0001127602-23-002146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211011 FILED AS OF DATE: 20230124 DATE AS OF CHANGE: 20230124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHEN XUN CENTRAL INDEX KEY: 0001284885 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 23549580 MAIL ADDRESS: STREET 1: 35 DORY RD. CITY: GLOUCESTER STATE: MA ZIP: 01930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4085635300 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-10-11 0000006951 APPLIED MATERIALS INC /DE AMAT 0001284885 CHEN XUN C/O APPLIED MATERIALS, INC. P.O. BOX 58039, 3050 BOWERS AV, M/S 1268 SANTA CLARA CA 95054 1 Common Stock 2021-10-11 4 P 0 29 128.26 A 29 I By Spouse in Trust Common Stock 2021-10-14 4 P 0 29 131.57 A 29 I By Family Trust Common Stock 2021-11-15 4 P 0 27 156.51 A 56 I By Family Trust Common Stock 2021-11-15 4 P 0 28 156.51 A 57 I By Spouse in Trust Common Stock 2021-12-15 4 P 0 27 146.65 A 84 I By Spouse in Trust Common Stock 2021-12-15 4 P 0 28 146.65 A 84 I By Family Trust Common Stock 2022-01-14 4 P 0 28 163.00 A 112 I By Spouse in Trust Common Stock 2022-01-14 4 P 0 28 159.89 A 112 I By Family Trust Common Stock 2022-02-14 4 P 0 30 131.53 A 142 I By Spouse in Trust Common Stock 2022-02-14 4 P 0 30 131.53 A 142 I By Family Trust Common Stock 2022-03-08 4 P 0 37 123.26 A 179 I By Spouse in Trust Common Stock 2022-03-08 4 P 0 36 123.26 A 178 I By Family Trust Common Stock 2022-06-21 4 P 0 20 94.75 A 199 I By Spouse in Trust Common Stock 2023-01-20 4 S 0 199 107.80 D 0 I By Spouse in Trust Common Stock 2023-01-20 4 S 0 178 107.80 D 0 I By Family Trust Common Stock 39868 D The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale. Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors. /s/ To-Anh Nguyen, Attorney-in-Fact 2023-01-24