0001127602-23-002146.txt : 20230124
0001127602-23-002146.hdr.sgml : 20230124
20230124213308
ACCESSION NUMBER: 0001127602-23-002146
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211011
FILED AS OF DATE: 20230124
DATE AS OF CHANGE: 20230124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHEN XUN
CENTRAL INDEX KEY: 0001284885
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06920
FILM NUMBER: 23549580
MAIL ADDRESS:
STREET 1: 35 DORY RD.
CITY: GLOUCESTER
STATE: MA
ZIP: 01930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE
CENTRAL INDEX KEY: 0000006951
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941655526
STATE OF INCORPORATION: DC
FISCAL YEAR END: 1029
BUSINESS ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
BUSINESS PHONE: 4085635300
MAIL ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC
DATE OF NAME CHANGE: 19730319
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-10-11
0000006951
APPLIED MATERIALS INC /DE
AMAT
0001284885
CHEN XUN
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039, 3050 BOWERS AV, M/S 1268
SANTA CLARA
CA
95054
1
Common Stock
2021-10-11
4
P
0
29
128.26
A
29
I
By Spouse in Trust
Common Stock
2021-10-14
4
P
0
29
131.57
A
29
I
By Family Trust
Common Stock
2021-11-15
4
P
0
27
156.51
A
56
I
By Family Trust
Common Stock
2021-11-15
4
P
0
28
156.51
A
57
I
By Spouse in Trust
Common Stock
2021-12-15
4
P
0
27
146.65
A
84
I
By Spouse in Trust
Common Stock
2021-12-15
4
P
0
28
146.65
A
84
I
By Family Trust
Common Stock
2022-01-14
4
P
0
28
163.00
A
112
I
By Spouse in Trust
Common Stock
2022-01-14
4
P
0
28
159.89
A
112
I
By Family Trust
Common Stock
2022-02-14
4
P
0
30
131.53
A
142
I
By Spouse in Trust
Common Stock
2022-02-14
4
P
0
30
131.53
A
142
I
By Family Trust
Common Stock
2022-03-08
4
P
0
37
123.26
A
179
I
By Spouse in Trust
Common Stock
2022-03-08
4
P
0
36
123.26
A
178
I
By Family Trust
Common Stock
2022-06-21
4
P
0
20
94.75
A
199
I
By Spouse in Trust
Common Stock
2023-01-20
4
S
0
199
107.80
D
0
I
By Spouse in Trust
Common Stock
2023-01-20
4
S
0
178
107.80
D
0
I
By Family Trust
Common Stock
39868
D
The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person's spouse is the sole trustee and beneficiary. Both the reporting person and the reporting person's spouse were unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
The transactions reported in this Form 4 were executed by an investment advisor for a managed account held in a trust for which the reporting person is co-trustee and the reporting person's children are the beneficiaries. The reporting person was unaware of the transactions at the time they occurred and did not exercise any investment control over the purchases and sale.
Number of shares includes: (a) 21,849 restricted stock units previously reported that have vested and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors and (b) 1,920 restricted stock units previously reported that are scheduled to vest in March 2023 (subject to continued service as a director through the vesting date) and which, pursuant to Dr. Chen's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board of Directors.
/s/ To-Anh Nguyen, Attorney-in-Fact
2023-01-24