0001127602-19-028077.txt : 20190909 0001127602-19-028077.hdr.sgml : 20190909 20190909171116 ACCESSION NUMBER: 0001127602-19-028077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190905 FILED AS OF DATE: 20190909 DATE AS OF CHANGE: 20190909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POWELL DENNIS D CENTRAL INDEX KEY: 0001231878 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 191083715 MAIL ADDRESS: STREET 1: C/O INTUIT INC. STREET 2: 2700 COAST AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1027 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4085635300 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-09-05 0000006951 APPLIED MATERIALS INC /DE AMAT 0001231878 POWELL DENNIS D C/O APPLIED MATERIALS, INC. 3050 BOWERS AVE, M/S 1268 P.O. BOX 58039 SANTA CLARA CA 95054 1 Common Stock 2019-09-05 4 S 0 25218 51.44 D 69447 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.12 to $51.72, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Number of shares includes 64,858 restricted stock units previously reported, of which (a) 58,870 restricted stock units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied board of directors, and (b) 5,988 restricted stock units will be converted on a one-for-one basis into Applied common stock upon vesting, which vesting is scheduled to occur in March 2020 (subject to continued service as a director through the vesting date). /s/ To-Anh Nguyen, Attorney-in-Fact 2019-09-09