0001127602-19-013074.txt : 20190322
0001127602-19-013074.hdr.sgml : 20190322
20190322203304
ACCESSION NUMBER: 0001127602-19-013074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190321
FILED AS OF DATE: 20190322
DATE AS OF CHANGE: 20190322
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nalamasu Omkaram
CENTRAL INDEX KEY: 0001510815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06920
FILM NUMBER: 19701179
MAIL ADDRESS:
STREET 1: C/O APPLIED MATERIALS, INC.
STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039
CITY: SANTA CLARA
STATE: CA
ZIP: 95052-8039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE
CENTRAL INDEX KEY: 0000006951
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941655526
STATE OF INCORPORATION: DC
FISCAL YEAR END: 1027
BUSINESS ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
BUSINESS PHONE: 4085635300
MAIL ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC
DATE OF NAME CHANGE: 19730319
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-21
0000006951
APPLIED MATERIALS INC /DE
AMAT
0001510815
Nalamasu Omkaram
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039 3050 BOWERS AV, M/S 1268
SANTA CLARA
CA
95054
1
Senior Vice President, CTO
Common Stock
2019-03-21
4
S
0
143255
40.73
D
227137
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.66 to $40.80, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 179,621 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 34,704 performance shares are scheduled to vest in December 2019, (b) 56,638 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 88,279 performance shares are scheduled to vest in installments in December of 2019 through 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
/s/ To-Anh Nguyen, Attorney-in-Fact
2019-03-22