0001127602-18-030866.txt : 20181023
0001127602-18-030866.hdr.sgml : 20181023
20181023194530
ACCESSION NUMBER: 0001127602-18-030866
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181019
FILED AS OF DATE: 20181023
DATE AS OF CHANGE: 20181023
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Durn Daniel
CENTRAL INDEX KEY: 0001610062
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06920
FILM NUMBER: 181135110
MAIL ADDRESS:
STREET 1: C/O APPLIED MATERIALS, INC.
STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039
CITY: SANTA CLARA
STATE: CA
ZIP: 95052-8039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE
CENTRAL INDEX KEY: 0000006951
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941655526
STATE OF INCORPORATION: DC
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
BUSINESS PHONE: 4087275555
MAIL ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC
DATE OF NAME CHANGE: 19730319
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-10-19
0000006951
APPLIED MATERIALS INC /DE
AMAT
0001610062
Durn Daniel
C/O APPLIED MATERIALS, INC.
3050 BOWERS AV, M/S 1268, P.O BOX 58039
SANTA CLARA
CA
95052-8039
1
Senior Vice President & CFO
Common Stock
2018-10-19
4
A
0
72908
0
A
242262
D
Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning November 1, 2019, subject to continued employment through each applicable vesting date.
Number of shares includes 151,621 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 37,260 restricted stock units are scheduled to vest in installments in February of 2019 and 2020; notwithstanding the foregoing, if Mr. Durn's employment is terminated without cause prior to February 1, 2020, any unvested portion of the award shall immediately be fully vested upon such termination, (b) 33,535 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 22,356 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 29,235 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals, and (e) 29,235 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on the achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vesting date).
/s/ To-Anh Nguyen, Attorney-in-Fact
2018-10-23