0001127602-18-000768.txt : 20180103
0001127602-18-000768.hdr.sgml : 20180103
20180103175726
ACCESSION NUMBER: 0001127602-18-000768
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180102
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nalamasu Omkaram
CENTRAL INDEX KEY: 0001510815
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06920
FILM NUMBER: 18507155
MAIL ADDRESS:
STREET 1: C/O APPLIED MATERIALS, INC.
STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039
CITY: SANTA CLARA
STATE: CA
ZIP: 95052-8039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE
CENTRAL INDEX KEY: 0000006951
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941655526
STATE OF INCORPORATION: DC
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
BUSINESS PHONE: 4087275555
MAIL ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC
DATE OF NAME CHANGE: 19730319
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-01-02
0000006951
APPLIED MATERIALS INC /DE
AMAT
0001510815
Nalamasu Omkaram
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039 3050 BOWERS AV, M/S 1268
SANTA CLARA
CA
95054
1
Senior VP, CTO
Common Stock
2018-01-02
4
S
0
53466
53.00
D
344715
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.03, inclusive. The reporting person undertakes to provide to Applied Materials, Inc., any security holder of Applied Materials, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Number of shares includes 199,119 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 96,481 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 37,376 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 24,918 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 20,172 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 20,172 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
/s/ Harpreet S. Bal, Attorney-in-Fact
2018-01-03