0001127602-17-031616.txt : 20171108 0001127602-17-031616.hdr.sgml : 20171108 20171108163443 ACCESSION NUMBER: 0001127602-17-031616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171106 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ghanayem Steve G. CENTRAL INDEX KEY: 0001721736 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06920 FILM NUMBER: 171187059 MAIL ADDRESS: STREET 1: C/O APPLIED MATERIALS, INC. STREET 2: 3050 BOWERS AVENUE, P.O. BOX 58039 CITY: SANTA CLARA STATE: CA ZIP: 95052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE CENTRAL INDEX KEY: 0000006951 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 941655526 STATE OF INCORPORATION: DC FISCAL YEAR END: 1030 BUSINESS ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 BUSINESS PHONE: 4087275555 MAIL ADDRESS: STREET 1: 3050 BOWERS AVE CITY: SANTA CLARA STATE: CA ZIP: 95054-3299 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC DATE OF NAME CHANGE: 19730319 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-11-06 0000006951 APPLIED MATERIALS INC /DE AMAT 0001721736 Ghanayem Steve G. C/O APPLIED MATERIALS, INC. 3050 BOWERS AVE., M/S 1268, PO BOX 58039 SANTA CLARA CA 95054 1 SVP, New Mrkts & Alliances Grp Common Stock 2017-11-06 4 A 0 35506 0 A 422850 D Common Stock 4370.936 I By 401(k) Plan Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. Number of shares includes 242,256 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,350 restricted stock units are scheduled to vest in January 2018, (b) 20,000 restricted stock units are scheduled to vest in October 2018, (c) 38,676 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (d) 69,408 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 46,272 shares that may vest, depending on achievement of specified performance goals, (e) 51,911 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (f) 51,911 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). /s/ Harpreet S. Bal, Attorney-in-Fact 2017-11-08