0001127602-16-070735.txt : 20161221
0001127602-16-070735.hdr.sgml : 20161221
20161221203321
ACCESSION NUMBER: 0001127602-16-070735
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161219
FILED AS OF DATE: 20161221
DATE AS OF CHANGE: 20161221
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED MATERIALS INC /DE
CENTRAL INDEX KEY: 0000006951
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 941655526
STATE OF INCORPORATION: DC
FISCAL YEAR END: 1030
BUSINESS ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
BUSINESS PHONE: 4087275555
MAIL ADDRESS:
STREET 1: 3050 BOWERS AVE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054-3299
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED MATERIALS TECHNOLOGY INC
DATE OF NAME CHANGE: 19730319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HALLIDAY ROBERT J
CENTRAL INDEX KEY: 0001192445
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06920
FILM NUMBER: 162064932
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-12-19
0000006951
APPLIED MATERIALS INC /DE
AMAT
0001192445
HALLIDAY ROBERT J
C/O APPLIED MATERIALS, INC.
P.O. BOX 58039, 3050 BOWERS AV, M/S 1268
SANTA CLARA
CA
95054
1
Senior Vice President & CFO
Common Stock
2016-12-19
4
F
0
81385
32.44
D
625742
D
Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
Number of shares includes 402,458 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 10,000 shares are scheduled to vest in January of 2017, (b) 108,292 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (c) 138,816 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 92,543 shares that may vest, depending on achievement of specified performance goals, (d) 72,675 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 72,675 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date).
/s/ To-Anh Nguyen, Attorney-in-Fact
2016-12-21