-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SxqgkTpZbfQavRfZp5dWnUusgX0RoIPkT8yD2tHXQoT9RTsJjeB5HQYcssfb4pJa tmprE5a5uFtM+2duREh2OA== 0001314961-06-000003.txt : 20060221 0001314961-06-000003.hdr.sgml : 20060220 20060221152801 ACCESSION NUMBER: 0001314961-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060216 FILED AS OF DATE: 20060221 DATE AS OF CHANGE: 20060221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sigler Eric CENTRAL INDEX KEY: 0001314961 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06635 FILM NUMBER: 06632847 BUSINESS ADDRESS: BUSINESS PHONE: 650.378.6000 MAIL ADDRESS: STREET 1: 950 TOWER LANE CITY: FOSTER CITY STATE: CA ZIP: 94404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INNOVATIVE MICRO TECHNOLOGY INC CENTRAL INDEX KEY: 0000006948 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 951950506 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 75 ROBIN HILL RD CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8056835353 MAIL ADDRESS: STREET 1: 75 ROBIN HILL ROAD CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: APPLIED MAGNETICS CORP DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-02-16 0 0000006948 INNOVATIVE MICRO TECHNOLOGY INC APM 0001314961 Sigler Eric 950 TOWER LANE FOSTER CITY CA 94404 1 0 0 0 Series A Redeemable Preferred Stock 352941 I See Note Stock Options (Right to Buy) 0.4 2006-02-16 4 A 0 7500 0.4 A 2016-02-16 Common Stock 7500 7500 D Series A-1 Convertible Preferred Stock Common Stock 2000010 352941 I See Note Warrants to Purchase Common Stock 0.3 2006-03-15 2008-01-23 Common Stock 176471 176471 I See Note These securities are held directly by BAVP VII, L.P. The voting and disposition of these shares is determined by BA Venture Partners VII, LLC. Mr. Sigler is a member of BA Venture Partners VII, LLC and, in connection with that employment, has a pecuniary interest in a portion of these shares but has no voting or investment power with respect to such shares. Mr. Sigler disclaims beneficial ownership of these shares, except to the extent of his proportionate pecuniary interest One-half of the shares vest on each anniversary of the vesting commencement date (February 16, 2006). Pursuant to the policies of Bank of America Ventures and its affiliates, the Reporting Person is deemed to hold the reported option for the benefit of Bank of America Ventures and must exercise the option solely upon the direction of Bank of America Ventures. Bank of America Ventures may be deemed the indirect beneficial owner of the option. The Reporting Person disclaims beneficial ownership of the option except to the extent of his pecuniary interest therein. Each share of Series A-1 Convertible Preferred Stock is readily convertible into 5.6667 shares of common stock at no additional consideration and has no expiration date. /s/ Eric Sigler 2006-02-21 -----END PRIVACY-ENHANCED MESSAGE-----