-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H6y4Zm3DzACR6O78VaYxkGzw3KIGjbm/q3g4Vujdoa+N0g/iLne4DuxWy24OWV6P a0w6naQu/f0weNPpngDi6A== 0000069422-97-000007.txt : 19970610 0000069422-97-000007.hdr.sgml : 19970610 ACCESSION NUMBER: 0000069422-97-000007 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970609 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SANTA FE FINANCIAL CORP CENTRAL INDEX KEY: 0000086759 STANDARD INDUSTRIAL CLASSIFICATION: INVESTORS, NEC [6799] IRS NUMBER: 952452529 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34252 FILM NUMBER: 97620627 BUSINESS ADDRESS: STREET 1: P O BOX 80037 CITY: SAN DIEGO STATE: CA ZIP: 92138-0037 BUSINESS PHONE: 6192987201 MAIL ADDRESS: STREET 1: PO BOX 80037 CITY: SAN DIEGO STATE: CA ZIP: 92138-0037 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERGROUP CORP CENTRAL INDEX KEY: 0000069422 STANDARD INDUSTRIAL CLASSIFICATION: OPERATORS OF APARTMENT BUILDINGS [6513] IRS NUMBER: 133293645 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 2121 AVE OF THE STARS STREET 2: STE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3105561999 MAIL ADDRESS: STREET 1: 2121 AVE OF THE STARS SUITE 2020 CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: MUTUAL REAL ESTATE INVESTMENT TRUST DATE OF NAME CHANGE: 19860408 SC 13D/A 1 INTG SCHEDULE 13D AMENDMENT 10 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10) SANTA FE FINANCIAL CORPORATION Name of Issuer Common Stock, Par Value $0.10 Per Share Title of Class of Securities 802014-10-0 CUSIP Number John V. Winfield President and Chairman of the Board The InterGroup Corporation 2121 Avenue of the Stars, Suite 2020 Los Angeles, California 90067 (310) 556-1999 -------------------------------------------- Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications May 29, 1997 ------------ Date of Event which Requires Filing of this Statement If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box. [ ] Check the following box if a fee is being paid with this statement. [ ] CUSIP No. 802014-10-0 1. Name of Reporting Person Tax Identification Number The InterGroup Corporation 13-3293645 - ------------------------------------------------------------------------------ 2. Check the Appropriate Box if a Member of a Group a. b. ---------- ---------- - ------------------------------------------------------------------------------ 3. SEC Use Only - ------------------------------------------------------------------------------ 4. Source of Funds WC - ------------------------------------------------------------------------------ 5. Check if Disclosure of Legal Proceedings is Required pursuant to Items 2(d) or 2 _______ - ------------------------------------------------------------------------------ 6. Citizenship or Place of Organization Delaware - ------------------------------------------------------------------------------ Number of 7. Sole Voting Power Shares Beneficially 234,000 Owned by ------------------------------------ Each 8. Shared Voting Power Reporting Person ------------------------------------ With 9. Sole Dispositive Power 234,000 ------------------------------------ 10. Shared Dispositive Power ------------------------------------ 11. Aggregate Amount Beneficially Owned by Each Reporting Person 234,000 Shares of Common Stock ------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row 11 Excludes Certain Shares --------- - ------------------------------------------------------------------------------ 13. Percent of Class Represented by Amount in Row 11 36.7% - ------------------------------------------------------------------------------ 14. Type of Reporting Person CO AMENDMENT NO. 10 TO SCHEDULE 13D OF THE INTERGROUP CORPORATION REGARDING OWNERSHIP OF COMMON STOCK OF SANTA FE FINANCIAL CORPORATION This Amendment No. 10 to Schedule 13D is being filed by The InterGroup Corporation ("InterGroup") to update information previously furnished. This Amendment reflects further acquisitions of Santa Fe Financial Corporation's common stock, par value $0.10 per share, (the "Common Stock") by InterGroup. The following items of this Schedule 13D are amended. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- InterGroup used working capital as its source of funds to purchase all shares. Item 5. Interest in the Securities of the Issuer ---------------------------------------- (a) InterGroup, as of May 29, 1997, beneficially owns, for purposes of this Section 13(d) of the Exchange Act, 234,000 shares of the Common Stock. The shares represent 36.7% of the outstanding Common Stock. (b) InterGroup has sole voting and disposition power with respect to the shares described in Item 5(a). Mr. John V. Winfield is Chairman and President of InterGroup. (c) Information with respect to transactions effected in the stock during the past sixty (60) days by InterGroup is set forth in Appendix A hereto. (d) No person other than InterGroup, with respect to its shares, or Mr. Winfield, with respect to his shares, has the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, the shares beneficially owned by each. (e) Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 6, 1997 ------------ By /s/ John V. Winfield ------------------------------- John V. Winfield, President and Chairman of the Board APPENDIX A The following table sets forth the trade date for each purchase of Common Stock by InterGroup, the number of shares of Common Stock purchased in each such transaction and the price per share in each such transaction effected in the past sixty (60) days. No shares were sold during the period. All the shares of Common Stock were purchased in ordinary brokerage transactions effected in the over-the-counter market. No. of Common Shares Price Per Trade Date Purchased Share ---------- --------- --------- February 10, 1997 1,000 $24.38 April 28, 1997 800 $25.25 May 6, 1997 1,000 $24.72 May 29, 1997 1,500 $24.38 -----END PRIVACY-ENHANCED MESSAGE-----