-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R92JV9F2hMWD7SuPumuNyEAl4CJVc2xBWkT5PoAbit3ii7Wj3qnHYkoAhEpjiK9N IRHCuQiLZZhSX2ipHrsPhQ== 0000950152-96-001888.txt : 19960430 0000950152-96-001888.hdr.sgml : 19960430 ACCESSION NUMBER: 0000950152-96-001888 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960429 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PANCHOS MEXICAN BUFFET INC /DE CENTRAL INDEX KEY: 0000075929 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 751292166 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33733 FILM NUMBER: 96552484 BUSINESS ADDRESS: STREET 1: 3500 NOBLE AVENUE CITY: FORT WORTH STATE: TX ZIP: 76111-0407 BUSINESS PHONE: 8178310081 MAIL ADDRESS: STREET 1: PO BOX 7407 CITY: FT WORTH STATE: TX ZIP: 76111-0407 FORMER COMPANY: FORMER CONFORMED NAME: PAMEX FOODS INC DATE OF NAME CHANGE: 19820811 FORMER COMPANY: FORMER CONFORMED NAME: PANCHOS MEXICAN BUFFET INC DATE OF NAME CHANGE: 19720519 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NATIONWIDE INVESTING FOUNDATION CENTRAL INDEX KEY: 0000069369 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 386103834 STATE OF INCORPORATION: MI FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE NATIONWIDE PLZ STREET 2: 1-25-04 CITY: COLUMBUS STATE: OH ZIP: 43216 BUSINESS PHONE: 6142496969 MAIL ADDRESS: STREET 1: ONE NATIONWIDE PLAZA STREET 2: 1-25-04 CITY: COLUMBUS STATE: OH ZIP: 43216 FORMER COMPANY: FORMER CONFORMED NAME: MUTUAL INVESTING FOUNDATION DATE OF NAME CHANGE: 19821107 FORMER COMPANY: FORMER CONFORMED NAME: MUTUAL INCOME FOUNDATION FUND DATE OF NAME CHANGE: 19680607 SC 13D/A 1 NATIONWIDE/ PANCHO'S SC 13D/A 1 OMB APPROVAL ------------------------- OMB Number: 3235-0145 Expires: August 31, 1991 Estimated average burden hours per response..14.90 ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4)* PANCHO'S MEXICAN BUFFET, INC. ----------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK ----------------------------------------------------------------------------- (Title of Class of Securities) 69830410 ----------------------------------------------------------------------------- (CUSIP Number) MARK B. KOOGLER, ONE NATIONWIDE PLAZA, COLUMBUS, OH 43216 (614) 249-4649 ----------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 17, 1996 ----------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP NO. 69830410 PAGE 2 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE MUTUAL INSURANCE COMPANY 31-4177100 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* INAPPLICABLE - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION OHIO - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
3 SCHEDULE 13D CUSIP NO. 69830410 PAGE 3 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE CORPORATION 31-4416546 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* INAPPLICABLE - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION OHIO - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
4 SCHEDULE 13D CUSIP NO. 69830410 PAGE 4 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE LIFE INSURANCE COMPANY 31-4156830 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* INAPPLICABLE - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION OHIO - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IC - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
5 SCHEDULE 13D CUSIP NO. 69830410 PAGE 5 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE FINANCIAL SERVICES, INC. 36-2434406 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* INAPPLICABLE - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION OHIO - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0 - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
6 SCHEDULE 13D CUSIP NO. 69830410 PAGE 6 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE INSURANCE ENTERPRISE FOUNDATION 31-6022301 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* INAPPLICABLE - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION OHIO - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 27,500 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 27,500 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 27,500 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .63% - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
7 SCHEDULE 13D CUSIP NO. 69830410 PAGE 7 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE INVESTING FOUNDATION - NATIONWIDE GROWTH FUND 31-6103834 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION MICHIGAN - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 61,500 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 61,500 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 61,500 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.40% - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
8 SCHEDULE 13D CUSIP NO. 69830410 PAGE 8 OF 18 PAGES - -------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON NATIONWIDE SEPARATE ACCOUNT TRUST - TOTAL RETURN FUND 31-6307125 - -------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ x ] - -------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) [ ] - -------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION MASSACHUSETTS - -------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 61,500 ------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 ------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 61,500 ------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 0 - -------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 61,500 - -------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.40% - -------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IV - -------------------------------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT!
9 ITEM 1. SECURITY AND ISSUER. 4th Amendment This statement relates to the common stock class of equity securities of Pancho's Mexican Buffet, Inc., with principal executive offices at 3500 Noble Avenue, Fort Worth Texas 76111. ITEM 2. IDENTITY AND BACKGROUND. (a) - (b) Nationwide Mutual Insurance Company, One Nationwide Plaza, Columbus, Ohio 43216, is a mutual insurance company organized under the laws of the State of Ohio. Nationwide Growth Fund is a series of Nationwide Investing Foundation, One Nationwide Plaza, Columbus, Ohio 43216. Nationwide Investing Foundation is a common law trust formed under the laws of the State of Michigan and registered as a diversified, open-end investment company for the purpose of issuing investment shares to the general public. Nationwide Separate Account Trust - Total Return Fund is a series of Nationwide Separate Account Trust, One Nationwide Plaza, Columbus, Ohio 43216. Nationwide Separate Account Trust is a diversified, open-end investment company organized under the laws of the Commonwealth of Massachusetts Business Trust for the purpose of issuing investment shares to segregated asset accounts of life insurance companies. Nationwide Insurance Enterprise Foundation, One Nationwide Plaza, Columbus, Ohio 43216, is a not-for-profit corporation incorporated under the laws of the State of Ohio. Nationwide Insurance Enterprise Foundation contributes to non-profit activities and projects. Nationwide Corporation, One Nationwide Plaza, Columbus, Ohio 43216, is a corporation organized under the laws of the State of Ohio. Nationwide Corporation acts primarily as a holding company for entities affiliated with Nationwide Mutual Insurance Company. Nationwide Life Insurance Company, One Nationwide Plaza, Columbus, Ohio 43216, is a legal reserve life insurance company organized and existing under the laws of the State of Ohio. The Company provides individual life insurance, group life and health insurance, fixed and variable annuity products and other life insurance products. Nationwide Financial Services, Inc., One Nationwide Plaza, Columbus, Ohio 43216, is a registered investment adviser organized under the laws of the State of Ohio, which serves as investment manager to several mutual funds, including Nationwide Investing Foundation and Nationwide Separate Account Trust. 10 DIRECTORS AND TRUSTEES OF REPORTING PERSONS -------------------------------------------
NAME ADDRESS PRINCIPAL - ---- ------- --------- OCCUPATION ---------- Lewis J. Alphin 519 Bethel Church Road Farm Owner and Operator (1), (4) Mt. Olive, NC 28365 John C. Bryant 44 Faculty Place Executive Director, Cincinnati Wilmington, OH 45177 Youth Collaborative Richard D. Crabtree One Nationwide Plaza President and Chief Operating (1) Columbus, OH 43215 Officer, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide Property and Casualty Insurance Company C. Brent DeVore Otterbein College President, Otterbein College Westerville, OH 43081 Sue A. Doody, 169 East Beck Street President, Lindey's Restaurant C/O Lindey's Columbus, OH 43206 Robert M. Duncan 1397 Haddon Road Attorney-at-Law Columbus, OH 43209 Keith W. Eckel 1647 Falls Road Partner, Fred W. Eckel Sons; (1), (4) Clarks Summit, PA 18411 President, Eckel Farms, Inc. Willard J. Engel 1100 East Main Street General Manager, Lyon County (1), (4) Marshall, Minnesota 56258 Cooperative Oil Company Fred C. Finney 1558 West Moreland Road Farm Owner and Operator, (1), (4) Wooster, Ohio 44691 Moreland Fruit Farm; Operator, Melrose Orchard
11
NAME ADDRESS PRINCIPAL - ---- ------- --------- OCCUPATION ---------- Charles L. Fuellgraf, Jr. 434 N. Washington Street Chief Executive Officer, (1), (4), (5), (6) Butler, PA 16001 Fuellgraf Electric Company; Electrical Construction and Engineering Services Joseph J. Gasper One Nationwide Plaza President and Chief Operating (2), (4) Columbus, Ohio 43215 Officer, Nationwide Life Insurance Company, Nationwide Life and Annuity Insurance Company, President Nationwide Financial Services, Inc. Henry S. Holloway 1247 Stafford Road Farm Owner and Operator (3), (4), (5) Darlington, Maryland 21034 Thomas J. Kerr, IV 1223-A Central Street President, Kendall College Evanston, IL 60201 Douglas F. Kridler Columbus Association of Performing Arts 55 E. State Street Columbus, OH 43215 D. Richard McFerson One Nationwide Plaza Chairman and Chief Executive (1), (2), (3), (4), (5), (6) Columbus, Ohio 43215 Officer-Nationwide Insurance Enterprise, Nationwide Mutual Insurance Company, Nationwide Corporation, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Life Insurance Company; Chairman of the Board and Chairman and Chief Executive Officer, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise
12
NAME ADDRESS PRINCIPAL - ---- ------- --------- OCCUPATION ---------- Foundation David O. Miller (1), (3), (4), (5) 115 Sprague Drive President, Owen Potato Farm, Hebron, OH 43025 Inc.; Partner M&M Enterprises C. Ray Noecker (1), (4) 2770 State Rte. 674, South Farm Owner and Operator, Ashville, Ohio 43103 Noecker Farms James F. Patterson (1), (3), (4), (5) 8765 Mulberry Road President, Patterson Farms, Chesterland, Ohio 44026 Inc.; Vice President, Pattersons, Inc. Arden L. Shisler (1), (3), (4), (5) 1356 North Wenger Road President and Chief Executive Dalton, Ohio 44618 Officer, K&B Transport, Inc. Robert L. Stewart (1), (4) 88740 Fairview Road Farm Owner and Operator; Jewett, Ohio 43986 Owner, Sunnydale Mining Nancy C. Thomas (1), (4), (6) 10835 Georgetown Street, NE Farm Owner and Operator, Louisville, Ohio 44641 Da-Ma-Lor Farms Harold W. Weihl (1), (4), (6) 14282 King Road Farm Owner and Operator, Bowling Green, Ohio 43402 Weihl Farms David C. Wetmore The Updata Group Executive Vice President and 516 Herndon Park Chief Operating Officer, Herndon, VA 22070 Legent Corporation
- ------------------------------------------- (1) Director of Nationwide Mutual Insurance Company (2) Director of Nationwide Financial Services, Inc. (3) Director of Nationwide Corporation (4) Director of Nationwide Life Insurance Company (5) Trustee of Nationwide Insurance Enterprise Foundation (6) Trustee of Nationwide Investing Foundation (7) Trustee of Nationwide Separate Account Trust 13 EXECUTIVE OFFICERS OF REPORTING PERSONS
NAME ADDRESS PRINCIPAL OCCUPATION - ---- ------- -------------------- D. Richard McFerson One Nationwide Plaza Chairman and Chief Executive Columbus, Ohio 43215 Officer-Nationwide Insurance Enterprise, Nationwide Mutual Insurance Company, Nationwide Corporation, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Life Insurance Company; Chairman of the Board and Chairman and Chief Executive Officer, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise Foundation Richard D. Crabtree One Nationwide Plaza President and Chief Operating Columbus, OH 43215 Officer, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide Property and Casualty Insurance Company Joseph J. Gasper One Nationwide Plaza President and Chief Operating Columbus, OH 43215 Officer, Nationwide Life Insurance Company, Nationwide Life and Annuity Insurance Company, President Nationwide Financial Services, Inc.
14
NAME ADDRESS PRINCIPAL OCCUPATION - ---- ------- -------------------- Gordon E. McCutchan One Nationwide Plaza Executive Vice President - Law Columbus, OH 43215 and Corporate Services and Secretary, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Life Insurance Company, Nationwide Corporation, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise Foundation Robert A. Oakley One Nationwide Plaza Executive Vice President-Chief Columbus, OH 43215 Financial Officer, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise Foundation Robert J. Woodward, Jr. One Nationwide Plaza Executive Vice President-Chief Columbus, OH 43215 Investment Officer, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company,
15
NAME ADDRESS PRINCIPAL OCCUPATION - ---- ------- -------------------- Nationwide Property and Casualty Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise Foundation W. Sidney Druen One Nationwide Plaza Senior Vice President and Columbus, OH 43215 General Counsel and Assistant Secretary, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company, Nationwide Financial Services, Inc., Nationwide Insurance Enterprise Foundation Mark E. Fiebrink One Nationwide Plaza Senior Vice President and Columbus, OH 43215 Chief Actuary - Property and Casualty, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, and Nationwide Life Insurance Company
16
NAME ADDRESS PRINCIPAL OCCUPATION - ---- ------- -------------------- Harvey S. Galloway, Jr. One Nationwide Plaza Senior Vice President and Columbus, OH 43215 Chief Actuary - Life, Health, and Annuities, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company Richard A. Karas One Nationwide Plaza Senior Vice President - Sales Columbus, OH 43215 - Financial Services, Property and Casualty, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, and Nationwide Life Insurance Company James A. Taylor One Nationwide Plaza Senior Vice President - Columbus, OH 43215 Property/Casualty Insurance, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, and Nationwide Life Insurance Company
17
NAME ADDRESS PRINCIPAL OCCUPATION - ---- ------- -------------------- Susan A. Wolken One Nationwide Plaza Senior Vice President - Human Columbus, OH 43215 Resources, Property and Casualty, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, and Nationwide Life Insurance Company Harry A. Schermer One Nationwide Plaza Vice President -- Equity Columbus, OH 43215 Securities - Property and Casualty, Nationwide Mutual Insurance Company, Nationwide Mutual Fire Insurance Company, Nationwide General Insurance Company, Nationwide Property and Casualty Insurance Company, and Nationwide Life Insurance Company; Vice President - Investments, Nationwide Financial Services, Inc., Assistant Treasurer, Nationwide Investing Foundation, Nationwide Separate Account Trust James F. Laird One Nationwide Plaza Vice President and General Columbus, OH 43215 Manager, Nationwide Financial Services, Inc., Treasurer, Nationwide Investing Foundation, Nationwide Separate Account Trust
18 All of the above named directors, trustees and executive officers of the reporting persons are hereafter referred to as "Executive Officers." (c) Inapplicable. (d) - (e) During the past five years, none of the above-named persons or Executive Officers have either been convicted in a criminal proceeding or a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which, as a result thereof, subjected or subjects them to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Inapplicable. DISCLAIMER OF BENEFICIAL OWNERSHIP. Nationwide Mutual Insurance Company, Nationwide Investing Foundation - Nationwide Growth Fund, Nationwide Separate Account Trust - Total Return Fund, Nationwide Corporation, Nationwide Insurance Enterprise Foundation and Nationwide Financial Services, Inc. hereby declare that the filing of this statement shall not be construed as an admission that such persons are, for the purposes of Section 13(d) of the Securities Exchange Act of 1934, the beneficial owner of any securities covered by this statement which would require a joint or individual filing of Schedule 13D. The persons named in this statement believe that the relationships among them does not fall within the scope of Rule 13d-3 under the Act. This filing is made solely for the purpose of their fully disclosing the relationships among the persons named herein and their individual holdings of the subject securities. ITEM 3. SOURCE AND AMOUNT OF FUNDS. No funds or other considerations of Nationwide Mutual Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company, Nationwide Insurance Enterprise Foundation, Nationwide Financial Services, Inc. or Executive Officers were used in making the subject purchases. Nationwide Investing Foundation - Nationwide Growth Fund, used $206,125.00 of its independent working capital to purchase the securities reported herein. No considerations were borrowed or otherwise obtained for the purpose of these acquisitions. ITEM 4. PURPOSE OF TRANSACTION. The purchase of the subject securities was made strictly for passive investment purposes by the Nationwide Investing Foundation - Nationwide Growth Fund and Nationwide Separate Account Trust - Total Return Fund. Prior purchases of subject securities were made by Nationwide Investing Foundation - Nationwide Growth Fund, Nationwide Separate Account Trust - Total Return Fund and Nationwide Insurance Enterprise Foundation strictly for passive investment purposes. No purchases of the subject securities were made by Nationwide Mutual Insurance Company, Nationwide Corporation, Nationwide Life Insurance Company, Nationwide Financial Services, Inc. or Executive Officers. There are no other plans or proposals regarding the securities which the reporting persons may have. 19 ITEM 5. INTEREST IN SECURITIES OF ISSUER. (a) - (b) As of April 17, 1987, the aggregate number and percentage of the class of the subject securities, and the type of voting power attached thereto, is as follows: Nationwide Investing Foundation - Nationwide Growth Fund - 61,500 shares (sole power) Nationwide Separate Account Trust - Common Stock Fund - 61,500 shares (sole power) Nationwide Insurance Enterprise Foundation - 27,500 shares (sole power) Nationwide Mutual Insurance Company - 0 shares Nationwide Financial Services, Inc. - 0 shares Nationwide Corporation - 0 shares Nationwide Life Insurance Company - 0 shares Executive Officers - 0 shares (c) With its independent working capital, Nationwide Investing Foundation - Nationwide Growth Fund, acquired in an amount equal to $130,000.00, 10,000 shares at a price per share of $13.00 of the subject securities on September 11, 1987; in an amount equal to $180,000.00, 15,000 shares at a price per share of $12.00, of the subject securities on September 22, 1987; in an amount equal to $121,250.00, 10,000 shares at a price per share of $12.125, of the subject securities on September 23, 1987; in an amount equal to $97,000.00, 8,000 shares at a price per share of $12.125, of the subject securities on September 24, 1987; and in amount equal to $60,625.00, 5,000 shares at a price per share of $12.125, of the subject securities on September 29, 1987; in an amount equal to $122,500.00, 10,000 shares at a price per share of $12.25, of the subject securities on October 1, 1987; and in an amount equal to $304,300.00, 25,000 shares at a price per share of $12.172, of the subject securities on October 6, 1987, all through Prudential-Bache Securities on the OTC market. With its independent working capital, Nationwide Separate Account Trust - Common Stock Fund acquired, in an amount equal to $325,000.00, 25,000 shares at a price per share of $13.00, of the subject securities on September 11, 1987; in an amount equal to $242,500.00, 20,000 shares at a price per share of $12.125, of the subject securities on September 23, 1987; in an amount equal to $120,000.00, 10,000 shares at a price per share of $12.00, of the subject securities on September 28, 1987; in an amount equal to $181,875.00, 15,000 shares at a price per share of $12.125, of the subject securities on September 29, 1987; in an amount equal to $122,500.00, 10,000 shares at a price per share of $12.25, of the subject securities on October 1, 1987; and in an amount equal to $182,580.00, 15,000 shares at a price per share of $12.172, of the subject securities on October 6, 1987, all through Prudential-Bache Securities on the OTC market. (d) Except for shareholders of the Nationwide Investing Foundation - Nationwide Growth Fund and Nationwide Separate Account Trust - Common Stock Fund, no persons know to have the right to receive or the power to direct the receipt of dividends from or the proceeds from the sale of, such securities. (e) Inapplicable. 20 ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts, arrangements or understandings among the persons named in Items 1 and 2 of this statement and between such persons and any person with respect to any securities of the issuer. Nationwide Mutual Insurance Company owns 95% of the outstanding shares of Nationwide Corporation. Nationwide Corporation is sole owner of all the outstanding shares of Nationwide Life Insurance Company which in turn is the sole shareholder of Nationwide Financial Services, Inc., a registered investment advisor. Nationwide Financial Services, Inc. serves, under separate investment management agreements, as the investment advisor to the Nationwide Investing Foundation - Nationwide Growth Fund and the Nationwide Separate Account Trust - Total Return Fund. These investment companies are managed under the direction of a board of trustees consisting of thirteen and five members, respectively, a majority of which for each fund are not "interested persons," as that term is defined by the Investment Company Act of 1940. Nationwide Insurance Enterprise Foundation is a membership nonprofit corporation, the shares of which are owned by its members. Its members consist of directors of Nationwide Mutual Insurance Company. Inapplicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate. NATIONWIDE MUTUAL INSURANCE COMPANY ----------------------------------------------------- Harry A. Schermer, Vice President-Equity Services NATIONWIDE LIFE INSURANCE COMPANY ----------------------------------------------------- Harry A. Schermer, Vice President - Equity Services NATIONWIDE INVESTING FOUNDATION ----------------------------------------------------- Harry A. Schermer, Assistant Treasurer 21 NATIONWIDE SEPARATE ACCOUNT TRUST ----------------------------------------------------- Harry A. Schermer, Assistant Treasurer NATIONWIDE INSURANCE ENTERPRISE FOUNDATION ----------------------------------------------------- Robert J. Woodward, Jr., Executive Vice President - Chief Investment Officer NATIONWIDE CORPORATION ----------------------------------------------------- David A. Diamond, Treasurer NATIONWIDE FINANCIAL SERVICES, INC. ----------------------------------------------------- Harry A. Schermer, Vice President - Investments
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