0000006885-19-000088.txt : 20190329 0000006885-19-000088.hdr.sgml : 20190329 20190329170329 ACCESSION NUMBER: 0000006885-19-000088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190327 FILED AS OF DATE: 20190329 DATE AS OF CHANGE: 20190329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUNDY RUSS II CENTRAL INDEX KEY: 0001269153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 19717471 MAIL ADDRESS: STREET 1: STAGE STORES INC STREET 2: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0202 BUSINESS ADDRESS: STREET 1: 2425 WEST LOOP SOUTH CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 2425 WEST LOOP SOUTH CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 wf-form4_155389339361484.xml FORM 4 X0306 4 2019-03-27 0 0000006885 STAGE STORES INC SSI 0001269153 LUNDY RUSS II 2425 WEST LOOP SOUTH HOUSTON TX 77027 0 1 0 0 EVP, Chief Stores Officer Common Stock 2019-03-27 4 M 0 18750 0 A 93520 D Common Stock 2019-03-27 4 D 0 18750 0.95 D 74770 D Common Stock 2019-03-28 4 M 0 15000 0 A 89770 D Common Stock 2019-03-28 4 D 0 15000 0.98 D 74770 D Common Stock 62 I By Spouse 2018 Restricted Stock Unit - 3/27/2018 2019-03-27 4 M 0 18750 0 D Common Stock 18750.0 56250 D 2017 Restricted Stock Unit - 3/28/2017 2019-03-28 4 M 0 15000 0 D Common Stock 15000.0 30000 D Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 27, 2018. Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 28, 2017. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. Each restricted stock unit (RSU) represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting. The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018. Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2019. The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017. Represents the portion of the cash-settled RSUs granted on March 28, 2017 that vested on March 28, 2019. /s/ R.E. Stasyszen, Attorney in Fact for Russ Lundy II 2019-03-29