0000006885-19-000088.txt : 20190329
0000006885-19-000088.hdr.sgml : 20190329
20190329170329
ACCESSION NUMBER: 0000006885-19-000088
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190327
FILED AS OF DATE: 20190329
DATE AS OF CHANGE: 20190329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LUNDY RUSS II
CENTRAL INDEX KEY: 0001269153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14035
FILM NUMBER: 19717471
MAIL ADDRESS:
STREET 1: STAGE STORES INC
STREET 2: 10201 MAIN STREET
CITY: HOUSTON
STATE: TX
ZIP: 77025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STAGE STORES INC
CENTRAL INDEX KEY: 0000006885
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651]
IRS NUMBER: 911826900
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 2425 WEST LOOP SOUTH
CITY: HOUSTON
STATE: TX
ZIP: 77027
BUSINESS PHONE: 7136675601
MAIL ADDRESS:
STREET 1: 2425 WEST LOOP SOUTH
CITY: HOUSTON
STATE: TX
ZIP: 77027
FORMER COMPANY:
FORMER CONFORMED NAME: APPAREL RETAILERS INC
DATE OF NAME CHANGE: 19930908
FORMER COMPANY:
FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC
DATE OF NAME CHANGE: 19690521
4
1
wf-form4_155389339361484.xml
FORM 4
X0306
4
2019-03-27
0
0000006885
STAGE STORES INC
SSI
0001269153
LUNDY RUSS II
2425 WEST LOOP SOUTH
HOUSTON
TX
77027
0
1
0
0
EVP, Chief Stores Officer
Common Stock
2019-03-27
4
M
0
18750
0
A
93520
D
Common Stock
2019-03-27
4
D
0
18750
0.95
D
74770
D
Common Stock
2019-03-28
4
M
0
15000
0
A
89770
D
Common Stock
2019-03-28
4
D
0
15000
0.98
D
74770
D
Common Stock
62
I
By Spouse
2018 Restricted Stock Unit - 3/27/2018
2019-03-27
4
M
0
18750
0
D
Common Stock
18750.0
56250
D
2017 Restricted Stock Unit - 3/28/2017
2019-03-28
4
M
0
15000
0
D
Common Stock
15000.0
30000
D
Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 27, 2018.
Represents the vesting and cash settlement of restricted stock units ("RSU") in accordance with the terms of the award agreement granted on March 28, 2017.
The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Each restricted stock unit (RSU) represents the right to receive, at settlement, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date. Upon vesting, each cash settlement shall not exceed five times the per share fair market value of the Issuer's common stock on the grant date multiplied by the number of RSUs vesting.
The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 27, 2018.
Represents the portion of the cash-settled RSUs granted on March 27, 2018 that vested on March 27, 2019.
The RSUs vest 25% per year on the first four anniversary dates from the grant date of March 28, 2017.
Represents the portion of the cash-settled RSUs granted on March 28, 2017 that vested on March 28, 2019.
/s/ R.E. Stasyszen, Attorney in Fact for Russ Lundy II
2019-03-29