-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VyxdJzaO3hltDtJw/nV8vedDWfdKa5z041ylIAep0GR/WK9QbMoVtQP1Fvj7ILTJ C4I817xTNkCwCplq6jgQhQ== 0000006885-07-000030.txt : 20070330 0000006885-07-000030.hdr.sgml : 20070330 20070330121007 ACCESSION NUMBER: 0000006885-07-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070328 FILED AS OF DATE: 20070330 DATE AS OF CHANGE: 20070330 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0203 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUCAS RON CENTRAL INDEX KEY: 0001183613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 07730734 BUSINESS ADDRESS: STREET 1: C/O STAGE STORES INC STREET 2: 10201 S. MAIN CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: C/O STAGE STORES STREET 2: 10201 S. MAIN CITY: HOUSTON STATE: TX ZIP: 77025 4 1 lucas.xml PRIMARY DOCUMENT X0202 4 2007-03-28 0000006885 STAGE STORES INC SSI 0001183613 LUCAS RON 10201 MAIN STREET HOUSTON TX 77025 0 1 0 0 EVP, HR Common Stock 2007-03-28 4 A 0 1256 A 8006 D Common Stock 2007-03-28 4 F 0 332 23.15 D 7674 D Stock Appreciation Rights (SARS) 22.96 2007-03-28 4 A 0 12000 0.00 A 2008-03-28 2014-03-28 Common Stock 12000 184264 D Represents Performance Shares granted in 2004 and awarded as common stock on March 38, 2007 as a result of the completion of a three year Performance Cycle that began on the first business day of the 2004 fiscal year (February 2, 2004) and ended on the last day of the 2006 fiscal year (February 3, 2007). On March 28, 2007, Mr. Lucas was granted Stock Appreciation Rights (SARS) with respect to a total of 12,000 shares of common stock. The grant price for the SARS is $22.96 per share of common stock. The SARS will vest 25% per year on the first of four anniversary dates from the date of grant and expire on March 28, 2014. Includes all derivative securities currently owned by the reporting person including those previously reported and options to purchase 57,421 shares of the issuer's common stock received by the reporting person on January 31, 2007 as a result of the three-for-two split of the issuer's common stock payable as a stock dividend to all holders of record of the issuer's common stock at the close of business on January 18, 2007 and the antidilution provisions of the issuer's Amended and Restated 2001 Equity Incentive Plan as approved by the issuer's shareholders on June 3, 2004. /s/ Ronald Lucas 2007-03-30 -----END PRIVACY-ENHANCED MESSAGE-----