-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dp6iD0/xd434BMWtZgwCydoTjovhjGv3HoUoFSxfcRU93LRGPutSwSUHb9u+oz/z SgQnmhZvEcMAPO0EFDo45A== 0000006885-04-000014.txt : 20040227 0000006885-04-000014.hdr.sgml : 20040227 20040227182117 ACCESSION NUMBER: 0000006885-04-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040225 FILED AS OF DATE: 20040227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARD MEL CENTRAL INDEX KEY: 0001182200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 04636989 BUSINESS ADDRESS: STREET 1: 10201 S MAIN CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-02-25 0 0000006885 STAGE STORES INC STGS 0001182200 WARD MEL 10201 S MAIN ST HOUSTON TX 77025 0 1 0 0 SVP, Real Estate Common Stock 2004-02-25 4 M 0 3000 16.25 A 3000 D Common Stock 2004-02-25 4 S 0 3000 36 D 0 D Stock Option (right to buy) 16.25 2004-02-25 4 M 0 2832 0 D 2002-08-24 2011-08-24 Common Stock 2832 29168 D Stock Option (right to buy) 16.25 2004-02-25 4 M 0 168 0 D 2003-08-24 2011-08-24 Common Stock 168 29000 D This sale was made pursuant to a pre-established, written plan for trading securities pursuant to Rule 10b5-1 adopted by the SEC pursuant to the Securities Exchange Act of 1934. On August 24, 2001, the reporting person was granted stock options for 50,000 shares in three groupings with per share exercise prices of $13.75, $15.00 and $16.25, respectively. The right to exercise these options will vest over four years from August 24, 2001, with 25% of each grouping vesting at the end of each of the first four years following the date of grant, and will expire on the earlier of (i) sixty days after the termination of the Officer's employment with the Company, or (ii) ten years from the date of grant. The stock options exercised and reported on this Form 4 are a portion of that grant. Mel Ward 2004-02-26 -----END PRIVACY-ENHANCED MESSAGE-----