-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GJ+3PLrhy2w6amelm2mw5FAgQcrb4CWpJh8ESUXDqnvi69klQ40QM+l/538kNBwb N6LVCBn0dTsfYmXTeREFVg== 0000006885-03-000081.txt : 20031209 0000006885-03-000081.hdr.sgml : 20031209 20031209172022 ACCESSION NUMBER: 0000006885-03-000081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031205 FILED AS OF DATE: 20031209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WUENSCH RONALD W CENTRAL INDEX KEY: 0001182215 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 031045443 BUSINESS ADDRESS: STREET 1: 3239 HICKORY BROOK LANE CITY: KINGWOOD STATE: TX ZIP: 77345 BUSINESS PHONE: 7135205001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-05 0 0000006885 STAGE STORES INC STGS 0001182215 WUENSCH RONALD W 10201 S. MAIN ST HOUSTON TX 77025 1 0 0 0 Common stock 2003-12-05 4 M 0 3333 13.75 A 3333 D Common stock 2003-12-05 4 S 0 1300 27.8 D 2033 D Common stock 2003-12-05 4 S 0 2033 27.82 D 0 D Common stock 2003-12-05 4 M 0 3334 15 A 3334 D Common stock 2003-12-05 4 S 0 167 27.82 D 3167 D Common stock 2003-12-05 4 S 0 1000 27.85 D 2167 D Common stock 2003-12-05 4 S 0 1000 27.87 D 1167 D Common stock 2003-12-05 4 S 0 200 27.94 D 967 D Common stock 2003-12-05 4 S 0 967 27.96 D 0 D Common stock 2003-12-05 4 M 0 3333 16.25 A 3333 D Common stock 2003-12-05 4 S 0 33 27.96 D 3300 D Common stock 2003-12-05 4 S 0 200 28 D 3100 D Common stock 2003-12-05 4 S 0 200 28.06 D 2900 D Common stock 2003-12-05 4 S 0 1000 28.07 D 1900 D Common stock 2003-12-05 4 S 0 500 28.12 D 1400 D Common stock 2003-12-05 4 S 0 900 28.14 D 500 D Common stock 2003-12-05 4 S 0 200 28.16 D 300 D Common stock 2003-12-05 4 S 0 300 28.17 D 0 D Stock option (right to buy) 13.75 2003-12-05 4 M 0 3333 0 D Common stock 3333 19167 D Stock option (right to buy) 15 2003-12-05 4 M 0 3334 0 D Common stock 3334 15833 D Stock option (right to buy) 16.25 2003-12-05 4 M 0 3333 0 D Common stock 3333 12500 D The original options for 20,000 were issued in three groupings with per share exercise prices of $13.75, $15.00 and $16.25, respectively. The right to exercise these options will vest over four years from August 24, 2001, with 25% of each grouping vesting at the end of each of the first four years following the date of grant, and will expire on the earlier of (i) sixty days after the termination of the Officer's employment with the Company, or (ii) ten years from the date of grant. Additional options for 2,500 were issued with per share exercise price of $22.18. The term of this stock option is ten (10) years from the date of the grant of stock option (the "Option Term"). The stock option may not be exercised after the expiration of its Option Term (May 29, 2013). The stock option shall vest and become exercisable by Director according to the following: (1) 2 years from the date of grant (May 29, 2005), 50% of option shares may be exercised and (2) 4 years from the date of grant (May 29, 2007), 100% of the option shares may be exercised. Ronald W. Wuensch 2003-12-09 -----END PRIVACY-ENHANCED MESSAGE-----