-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HqRK/eg1R+UOvwG1SB0XN7bqbARzi6sX4QWIOdyHC+m30hk4Hb1mRl5dh5UswUga xd6tSwfHrwKCof8HjGG0mQ== 0000006885-03-000069.txt : 20031118 0000006885-03-000069.hdr.sgml : 20031118 20031118190604 ACCESSION NUMBER: 0000006885-03-000069 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031114 FILED AS OF DATE: 20031118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRUSE ERNEST CENTRAL INDEX KEY: 0001182194 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 031011437 BUSINESS ADDRESS: STREET 1: 10201 S MAIN CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-14 0 0000006885 STAGE STORES INC STGS 0001182194 CRUSE ERNEST 10201 S. MAIN ST. HOUSTON TX 77025 0 1 0 0 EVP, Store Operations Common Stock 2003-11-14 4 M 0 12500 13.75 A 12500 D Common Stock 2003-11-14 4 M 0 11180 15 A 23680 D Common Stock 2003-11-14 4 S 0 23680 31.3981 D 0 D Common Stock 2003-11-17 4 M 0 13820 15 A 13820 D Common Stock 2003-11-17 4 M 0 4912 16.25 A 18732 D Common Stock 2003-11-17 4 S 0 18732 30.8932 D 0 D Common Stock 2003-11-18 4 M 0 2588 16.25 A 2588 D Common Stock 2003-11-18 4 S 0 2588 30.284 D 0 D Stock Option (right to buy) 13.75 2003-11-14 4 M 0 12500 0 D 2002-08-24 2011-08-24 Common Stock 12500 125000 D Stock Option (right to buy) 15 2003-11-14 4 M 0 11180 0 D 2002-08-24 2011-08-24 Common Stock 11180 113820 D Stock Option (right to buy) 15 2003-11-17 4 M 0 13820 0 D 2002-08-24 2011-08-24 Common Stock 13820 100000 D Stock Option (right to buy) 16.25 2003-11-17 4 M 0 4912 0 D 2002-08-24 2011-08-24 Common Stock 4912 95088 D Stock Option (right to buy) 16.25 2003-11-18 4 M 0 2588 0 D 2002-08-24 2011-08-24 Common Stock 2588 92500 D The original options for 150,000 were issued in three groupings with per share exercise prices of $13.75, $15.00 and $16.25, respectively. The right to exercise these options will vest over four years from August 24, 2001, with 25% of each grouping vesting at the end of each of the first four years following the date of grant, and will expire on the earlier of (i) sixty days after the termination of the Officer's employment with the Company, or (ii) ten years from the date of grant. Ernest Cruse 2003-11-18 -----END PRIVACY-ENHANCED MESSAGE-----