-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H6li9yKaNDuqkDsVGHsxgzmX8koxs0JMOkGeTfQNMjv8JbAKZZH8v/Lud8erVfDp QSCIyCRwRkI/ioRO+VsaxQ== 0000006885-03-000049.txt : 20030822 0000006885-03-000049.hdr.sgml : 20030822 20030822165248 ACCESSION NUMBER: 0000006885-03-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030820 FILED AS OF DATE: 20030822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWARTZ JOANNE CENTRAL INDEX KEY: 0001182203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14035 FILM NUMBER: 03863006 BUSINESS ADDRESS: STREET 1: 10201 S MAIN CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STAGE STORES INC CENTRAL INDEX KEY: 0000006885 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FAMILY CLOTHING STORES [5651] IRS NUMBER: 911826900 STATE OF INCORPORATION: NV FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 10201 MAIN ST CITY: HOUSTON STATE: TX ZIP: 77025 BUSINESS PHONE: 7136675601 MAIL ADDRESS: STREET 1: 10201 MAIN STREET CITY: HOUSTON STATE: TX ZIP: 77025 FORMER COMPANY: FORMER CONFORMED NAME: APPAREL RETAILERS INC DATE OF NAME CHANGE: 19930908 FORMER COMPANY: FORMER CONFORMED NAME: TEXTILE DISTRIBUTORS INC DATE OF NAME CHANGE: 19690521 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-08-20 0 0000006885 STAGE STORES INC STGS 0001182203 SWARTZ JOANNE 0 1 0 0 SVP, Advertising and Marketing Common Stock 2003-08-20 4 M 0 6000 13.75 A 6000 D Common Stock 2003-08-20 4 S 0 6000 28 D 0 D Common Stock 2003-08-21 4 M 0 6500 13.75 A 6500 D Common Stock 2003-08-21 4 M 0 2500 15 A 9000 D Common Stock 2003-08-21 4 S 0 9000 28.76 D 0 D Stock Option (right to buy) 13.75 2003-08-20 4 M 0 6000 0 D 2002-08-24 2011-08-24 Common Stock 6000 144000 D Stock Option (right to buy) 13.75 2003-08-21 4 M 0 6500 0 D 2002-08-24 2011-08-24 Common Stock 6500 137500 D Stock Option (right to buy) 15 2003-08-21 4 M 0 2500 0 D 2002-08-24 2011-08-24 Common Stock 2500 135000 D The original options for 150,000 were issued in three equal groupings with per share exercise prices of $13.75, $15.00 and $16.25, respectively. The right to exercise these options vest over four years from August 24, 2001, with 25% of each grouping vesting at the end of each of the first four years following the date of grant, and will expire on the earlier of (i) sixty days after the termination of the Officer's employment with the Company, or (ii) ten years from the date of grant. Joanne Swartz 2003-08-22 -----END PRIVACY-ENHANCED MESSAGE-----