-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RaEeqOWk76lw3dJKK3yoqUMswNhO8O7WJ7SnlfY8OWyHqq4U0rqEDDIcz8qywwry WeZ4iLvMSuR36+HFbg+k7A== 0000068505-01-000011.txt : 20010223 0000068505-01-000011.hdr.sgml : 20010223 ACCESSION NUMBER: 0000068505-01-000011 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRICOM SA CENTRAL INDEX KEY: 0001052124 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-58891 FILM NUMBER: 1544654 BUSINESS ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 BUSINESS PHONE: 8094766000 MAIL ADDRESS: STREET 1: AVE LOPE DE VEGA NO 95 CITY: SANTO DOMINGO STATE: G8 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOTOROLA INC CENTRAL INDEX KEY: 0000068505 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 361115800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1303 E ALGONQUIN RD CITY: SCHAUMBURG STATE: IL ZIP: 60196 BUSINESS PHONE: 8475765000 MAIL ADDRESS: STREET 1: 1303 EAST ALGONQUIN ROAD CITY: SCHAUMBURG STATE: IL ZIP: 60196 FORMER COMPANY: FORMER CONFORMED NAME: MOTOROLA DELAWARE INC DATE OF NAME CHANGE: 19760414 SC 13G 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Tricom, S.A. (Name of Issuer) American Depository Shares ("ADSs"), each representing one share of Class A Common Stock (Title of Class of Securities) 89612A100 (CUSIP Number) December 31, 2000 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ X } Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 13G 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Motorola, Inc. 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3. SEC USE ONLY 4. CITIZEN OR PLACE OF ORGANIZATION Delaware NUMBERS OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 7,657,818. (See response to Item 4) 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 7,657,818. (See response to Item 4) 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,657,818 (See response to Item 4) 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ] 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 44.1% (See response to Item 4) 12. TYPE OF REPORTING PERSON CO Item 1(a) Name of Issuer: Tricom, S.A. ("Tricom") Item 1(b) Address of Issuer's Principal Executive Offices: Avenida Lope de Vega No. 95 Santo Domingo, Dominican Republic Item 2(a) Name of person filing: Motorola, Inc. ("Motorola") Item 2(b) Address of principal business office, or, if none, residence: 1303 East Algonquin Road Schaumburg, IL 60196 Item 2(c) Citizenship: Delaware Corporation Item 2(d) Title of class of securities: American Depository Shares ("ADSs") each representing one share of Class A Common Stock ("Class A Common Stock"). Item 2(e) CUSIP number: 89612A100 Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d- 2(b) or (c), check whether the person filing is a: Not applicable. Item 4 Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 2(d). Item 4(a) Amount beneficially owned: 7,657,818(1) Item 4(b) Percent of class: 44.1%(1) Item 4(c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote 7,657,818(1) (ii) shared power to vote or to direct the vote Not Applicable (iii) sole power to dispose or to direct the disposition of 7,657,818(1) (iv) shared power to dispose or to direct the disposition of Not Applicable Item 5 Ownership of five percent or less of a class: Not Applicable Item 6 Ownership of more than five percent on behalf of another person: Not Applicable Item 7 Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Not Applicable Item 8 Identification and classification of members of the group: Not Applicable Item 9 Notices of dissolution of group: Not Applicable Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 MOTOROLA, INC. By: /s/ Carol H. Forsyte Name: Carol H. Forsyte Title: Vice President, Corporate and Securities, Law Department (1) Motorola beneficially owns 7,657,818 shares of Class B Stock of Tricom ("Class B Stock") which represents 40% of the number of outstanding shares of Class B Stock as of September 30, 2000 (as reported in Tricom's Form 6-K filed with the SEC on November 22, 2000). Each share of Class B Stock is convertible into Class A Common Stock on a one-for-one basis. Pursuant to Rule 13d-3(d)(1)(i), Motorola's shares of Class B Stock are deemed to be outstanding shares of Class A Common Stock for purposes of computing the percentage of Class A Common Stock, beneficially owned by Motorola. Based on the number of shares of Class A Common Stock outstanding as of September 30, 2000 (as reported in Tricom's Form 6-K filed with the SEC on November 22, 2000), Motorola's percentage ownership is 44.1% as of December 31, 2000. -----END PRIVACY-ENHANCED MESSAGE-----