0001209191-20-022668.txt : 20200402 0001209191-20-022668.hdr.sgml : 20200402 20200402170014 ACCESSION NUMBER: 0001209191-20-022668 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200229 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 20769946 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0229 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2020-02-29 0 0 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233873 PORTER JAMES S 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Chief Financial Officer Common Stock 2019-07-05 5 G 0 130 0.00 D 117462 D Common Stock 2019-09-20 5 G 0 225 0.00 D 117237 D Common Stock 2019-09-26 5 G 0 1000 0.00 D 116237 D Common Stock 1828 I 401(k) Plan Includes shares acquired under the Employee Stock Purchase Plan as of 3/31/20 and shares of restricted stock granted under the 2009 Stock Incentive Plan. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 2/29/2020 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. /s/ James S. Porter 2020-03-27