0001209191-16-143694.txt : 20161003 0001209191-16-143694.hdr.sgml : 20161003 20161003172553 ACCESSION NUMBER: 0001209191-16-143694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nolan Donald A CENTRAL INDEX KEY: 0001331748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 161916619 MAIL ADDRESS: STREET 1: 1101 THIRD STREET SOUTH CITY: MINNEAPOLIS STATE: MN ZIP: 55415 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-30 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001331748 Nolan Donald A 207 CHESAPEAKE DRIVE GIBSONIA PA 15044 1 0 0 0 Phantom Stock Units 0.00 2016-09-30 4 A 0 209 44.69 A Common Stock 209 5017 D Phantom Stock Units 0.00 2016-09-30 4 A 0 13 44.69 A Common Stock 13 5030 D Restricted Stock Units 0.00 2016-09-30 4 A 0 9 44.69 A Common Stock 9 3370 D The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Settled 1-for-1. Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. The restricted stock units were allocated under the 2009 Non-Employee Director Stock Incentive Plan. The units of restricted stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Units acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan. /s/ Patricia A. Beithon, Attorney-in-Fact For Donald A. Nolan 2016-10-03