0001181431-14-034110.txt : 20141015
0001181431-14-034110.hdr.sgml : 20141009
20141009125901
ACCESSION NUMBER: 0001181431-14-034110
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141007
FILED AS OF DATE: 20141009
DATE AS OF CHANGE: 20141009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC.
CENTRAL INDEX KEY: 0000006845
STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231]
IRS NUMBER: 410919654
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0228
BUSINESS ADDRESS:
STREET 1: 4400 WEST 78TH STREET
STREET 2: SUITE 520
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55435
BUSINESS PHONE: 6128351874
MAIL ADDRESS:
STREET 1: 4400 WEST 78TH STREET
STREET 2: SUITE 520
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55435
FORMER COMPANY:
FORMER CONFORMED NAME: APOGEE ENTERPRISES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: HARMON GLASS CO INC
DATE OF NAME CHANGE: 19720623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PORTER JAMES S
CENTRAL INDEX KEY: 0001233873
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-06365
FILM NUMBER: 141149759
4
1
rrd417367.xml
PORTER FORM 4 SARS EXERCISE AND GIFTS100714
X0306
4
2014-10-07
0
0000006845
APOGEE ENTERPRISES, INC.
APOG
0001233873
PORTER JAMES S
4400 WEST 78TH STREET
SUITE 520
MINNEAPOLIS
MN
55435
0
1
0
0
Chief Financial Officer
Common Stock
2014-05-07
5
G
0
180
0
D
133299
D
Common Stock
2014-07-15
5
G
0
120
0
D
133179
D
Common Stock
2014-10-07
4
M
0
18058
24.19
A
151237
D
Common Stock
2014-10-07
4
D
0
14598
38.39
D
136639
D
Common Stock
2014-10-07
4
M
0
20289
21.59
A
156928
D
Common Stock
2014-10-07
4
D
0
15690
38.39
D
141238
D
Common Stock
1578
I
401(k) Plan
Stock Appreciation Rights
24.19
2014-10-07
4
M
0
18058
0
D
2017-05-01
Common Stock
18058
0
D
Stock Appreciation Rights
21.59
2014-10-07
4
M
0
20289
0
D
2018-04-29
Common Stock
20289
0
D
Includes shares acquired under the ESPP as of 9/30/14 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan.
Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 9/30/14 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund.
Currently 100% exercisable.
/s/ James S. Porter
2014-10-08