0001181431-14-017607.txt : 20140501 0001181431-14-017607.hdr.sgml : 20140501 20140501183356 ACCESSION NUMBER: 0001181431-14-017607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140429 FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 14806411 4 1 rrd408374.xml PORTER FORM 4 2014 RESTRICTED STOCK AWARD 2011 PSU VEST 2013 RESTRICTED STOCK VEST 04293014 X0306 4 2014-04-29 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233873 PORTER JAMES S 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Chief Financial Officer Common Stock 2014-04-29 4 A 0 6046 0 A 119663 D Common Stock 2014-04-29 4 A 0 24703 0 A 144366 D Common Stock 2014-04-29 4 F 0 9946 31.36 D 134420 D Common Stock 2014-04-30 4 F 0 1163 31.77 D 133257 D Common Stock 1568 I 401(k) Plan Performance Share Units 0 2014-04-29 4 D 0 24703 0 D 2014-04-29 Common Stock 24703 0 D Includes shares acquired under the ESPP as of 3/31/14 and shares of restricted stock granted under the Amended and Restated 2002 Omnibus Stock Incentive Plan and 2009 Stock Incentive Plan. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/14 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. Vest in three equal annual installments beginning on the first anniversary date of grant. 24,703 represents the number of performance share units that vested on April 29, 2014, based on the three-year corporate financial performance which provided for distribution of common stock equal to 0% to 200% of the financial performance target for the period ended March 1, 2014 as previously reported. /s/ James S. Porter 2014-05-01