0001181431-12-052734.txt : 20121002 0001181431-12-052734.hdr.sgml : 20121002 20121002121517 ACCESSION NUMBER: 0001181431-12-052734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120928 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Jerome L CENTRAL INDEX KEY: 0001294199 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 121122334 MAIL ADDRESS: STREET 1: C/O GAMESTOP CORP. STREET 2: 625 WESTPORT PARKWAY CITY: GRAPEVINE STATE: TX ZIP: 76051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd357078.xml DAVIS FORM 4 PHANTOM STOCK OPTION EXERCISE AND SALE 092812 X0306 4 2012-09-28 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001294199 Davis Jerome L 6831 BAY HILL DRIVE LAKEWOOD RANCH FL 34202 1 0 0 0 Common Stock 2012-09-28 4 M 0 7375 11.26 A 28211 D Common Stock 2012-09-28 4 M 0 9311 15.05 A 37522 D Common Stock 2012-09-28 4 S 0 1186 20.0167 D 36336 D Director Option (Right to Buy) 11.26 2012-09-28 4 M 0 7375 0 D 2014-06-22 Common Stock 7375 0 D Director Option (Right to Buy) 15.05 2012-09-28 4 M 0 9311 0 D 2016-06-28 Common Stock 9311 0 D Phantom Stock Units 0 2012-09-28 4 A 0 763 19.65 A Common Stock 763 30932 D Phantom Stock Units 0 2012-09-28 4 A 0 138 19.65 A Common Stock 138 31070 D Includes restricted stock awards under the 2009 Non-Employee Director Stock Incentive Plan. The price reported is the weighted average sale price for the transactions reported. The prices received ranged from $20.00 to $20.02. The Reporting Person will provide to the issuer, a security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. Currently 100% exercisable. The phantom stock units were allocated under the Deferred Compensation Plan for Non-Employee Directors. The units of phantom stock will be settled in shares of common stock following the director's termination from the Board in accordance with the election of the reporting person, or following the occurrence of other events specified in the Plan. Settled 1-for-1. Units acquired pursuant to a dividend equivalent reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. /s/ Patricia A. Beithon, Attorney-in-Fact for Jerome L. Davis 2012-10-02