0001181431-11-044397.txt : 20110808 0001181431-11-044397.hdr.sgml : 20110808 20110808164157 ACCESSION NUMBER: 0001181431-11-044397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110822 FILED AS OF DATE: 20110808 DATE AS OF CHANGE: 20110808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puishys Joseph F. CENTRAL INDEX KEY: 0001527351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 111017692 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd319409.xml PUISHYS FORM 4 082211 X0304 4 2011-08-22 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001527351 Puishys Joseph F. 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 1 1 0 0 Chief Executive Officer & Pres Common Stock 2011-08-22 4 J 0 0 0 A 0 D Common Stock 2011-08-22 4 J 0 0 0 A 0 D Option (Right to Buy) 2011-08-22 4 J 0 0 0 A 2012-08-22 2021-08-22 Common Stock 1300000 D On August 2, 2011, the Board elected the Reporting Person as the Company's Chief Executive Officer, effective as of August 22, 2011 (the "Commencement Date"). On August 5, 2011, the Reporting Person and the Company entered into an Employment Agreement (the "Employment Agreement") to be effective as of the Commencement Date. Pursuant to the Employment Agreement, the Reporting Person will be granted time-based restricted stock valued at $1,300,000 and unrestricted stock valued at $500,000. The time-based restricted stock will vest in equal annual increments over a five-year period, beginning one year from the date of grant. The number of shares granted will be determined based on the closing price per share reported on the Commencement Date, at which time this filing will be amended to reflect the number of shares granted. In addition, on August 2, 2011, the Board of Directors of the Issuer elected the Reporting Person to the Issuer's Board, effective as of August 22, 2011. Pursuant to the Employment Agreement, on the Commencement Date the Reporting Person will be granted stock options valued at $1,300,000. The number of options awarded and the option exercise price will be determined based on the closing price per share reported on the Commencement Date, at which time this filing will be amended to reflect the number of options granted and the exercise price. The options will vest in equal annual increments over a three-year period, beginning on the date indicated. /s/ Patricia A. Beithon, Attorney-in-Fact for Joseph F. Puishys 2011-08-08