0001181431-11-025789.txt : 20110428 0001181431-11-025789.hdr.sgml : 20110428 20110428145154 ACCESSION NUMBER: 0001181431-11-025789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110426 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 11787609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES, INC. CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 4400 WEST 78TH STREET STREET 2: SUITE 520 CITY: MINNEAPOLIS STATE: MN ZIP: 55435 FORMER COMPANY: FORMER CONFORMED NAME: APOGEE ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd309570.xml PORTER FORM 4 PERFORMANCE SHARE VEST RESTRICTED STOCK GRANT 042611 X0303 4 2011-04-26 0 0000006845 APOGEE ENTERPRISES, INC. APOG 0001233873 PORTER JAMES S 4400 WEST 78TH STREET SUITE 520 MINNEAPOLIS MN 55435 0 1 0 0 Chief Financial Officer Common Stock 2011-04-26 4 D 0 5858 0 D 81518 D Common Stock 2011-04-26 4 F 0 1887 14.24 D 79631 D Common Stock 2011-04-26 4 A 0 12113 0 A 91744 D Common Stock 200 I By Daughter Common Stock 150 I By Son Common Stock 1477 I 401(k) Plan Performance Share Units 0 2011-04-26 4 A 0 12113 0 A 2014-04-26 Common Stock 12113 12113 D The performance criteria of the award were not met, resulting in the forfeiture of these shares. Vest in three equal annual installments beginning on the first anniversary date of grant. Includes shares acquired under the ESPP as of 3/31/11, shares of restricted stock granted under the Partnership Plan, restricted stock awards under the Omnibus Stock Incentive Plan, performance shares and shares distributed from the Partnership Plan that are now directly owned. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 3/31/11 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. Settled 1-for-1. The actual number of performance shares the reporting person will receive at the end of the performance period will be based on pre-determined corporate financial performance criteria. If the threshold level of performance is not met, no performance shares will be issued pursuant to the Performance Share Unit Agreement. /s/ James S. Porter 2011-04-28