-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QH8/sUBo0JqxYzLiXmf8LP3uQTUkRcTuoTT2jIjHXXrJ2etjsn6FKD8soZr+KJUV uit2n7KtReDlJdFNcQ+OUg== 0001181431-09-045434.txt : 20090929 0001181431-09-045434.hdr.sgml : 20090929 20090929151815 ACCESSION NUMBER: 0001181431-09-045434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090925 FILED AS OF DATE: 20090929 DATE AS OF CHANGE: 20090929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PORTER JAMES S CENTRAL INDEX KEY: 0001233873 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06365 FILM NUMBER: 091092762 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APOGEE ENTERPRISES INC CENTRAL INDEX KEY: 0000006845 STANDARD INDUSTRIAL CLASSIFICATION: GLASS PRODUCTS, MADE OF PURCHASED GLASS [3231] IRS NUMBER: 410919654 STATE OF INCORPORATION: MN FISCAL YEAR END: 0225 BUSINESS ADDRESS: STREET 1: 7900 XERXES AVE S STREET 2: SUITE 1800 CITY: MINNEAPOLIS STATE: MN ZIP: 55431 BUSINESS PHONE: 6128351874 MAIL ADDRESS: STREET 1: 7900 XERXES AVE S STREET 2: SUITE 1800 CITY: MINNEAPOLIS STATE: MO ZIP: 55431 FORMER COMPANY: FORMER CONFORMED NAME: HARMON GLASS CO INC DATE OF NAME CHANGE: 19720623 4 1 rrd253853.xml PORTER FORM 4 STOCK SWAP AND GIFTS 092509 X0303 4 2009-09-25 0 0000006845 APOGEE ENTERPRISES INC APOG 0001233873 PORTER JAMES S 7900 XERXES AVENUE SOUTH SUITE 1800 MINNEAPOLIS MN 55431-1159 0 1 0 0 Chief Financial Officer Common Stock 2009-06-26 5 G 0 350 0 D 91289 D Common Stock 2009-09-25 4 M 1 9000 4.8125 A 100289 D Common Stock 2009-09-25 4 F 1 2765 15.66 D 97524 D Common Stock 2009-09-25 4 S 0 4200 14.9771 D 93324 D Common Stock 2009-09-28 5 G 0 165 0 D 93159 D Common Stock 200 I By Daughter Common Stock 150 I By Son Common Stock 1418 I 401(k) Plan Employee Option to Exercise 4.8125 2009-09-25 4 M 1 9000 0 D 2010-04-12 Common Stock 9000 0 D Includes shares acquired under the ESPP as of 6/30/09, shares of restricted stock granted under the Partnership Plan, restricted stock awards under the Omnibus Stock Incentive Plan, performance shares and shares distributed from the Partnership Plan that are now directly owned. Represents the approximate number of shares of common stock for which the Reporting Person has the right to direct the vote under the Apogee 401(k) Retirement Plan per the Trustee's 6/30/09 statement. Shares of common stock are not directly allocated to the Plan participants, but are instead held in a unitized fund consisting primarily of common stock and a small percentage of short-term investments. Participants acquire units in this fund. Currently 100% exercisable. /s/ James S. Porter 2009-09-29 -----END PRIVACY-ENHANCED MESSAGE-----