0001181431-12-062559.txt : 20121205 0001181431-12-062559.hdr.sgml : 20121205 20121205151739 ACCESSION NUMBER: 0001181431-12-062559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121203 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUETTGEN JAMES J CENTRAL INDEX KEY: 0001251478 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12454 FILM NUMBER: 121243213 MAIL ADDRESS: STREET 1: 150 WEST CHURCH AVE CITY: MARYVILLE STATE: TN ZIP: 37801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RUBY TUESDAY INC CENTRAL INDEX KEY: 0000068270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 630475239 STATE OF INCORPORATION: GA FISCAL YEAR END: 1007 BUSINESS ADDRESS: STREET 1: 150 W CHURCH ST CITY: MARYVILLE STATE: TN ZIP: 37801 BUSINESS PHONE: 2053443000 MAIL ADDRESS: STREET 1: 150 W CHURCH ST CITY: MARYVILLE STATE: TN ZIP: 37801 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON RESTAURANTS INC/ DATE OF NAME CHANGE: 19930923 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON RESTAURANTS INC DATE OF NAME CHANGE: 19930923 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON INC /DE/ DATE OF NAME CHANGE: 19920703 4 1 rrd362515.xml X0306 4 2012-12-03 0 0000068270 RUBY TUESDAY INC RT 0001251478 BUETTGEN JAMES J 150 WEST CHURCH AVENUE MARYVILLE TN 37801 1 1 0 0 President-Chief Exec Officer $.01 Par Common 2012-12-03 4 A 0 68289 0 A 68289 D $.01 Par Common 2012-12-03 4 A 0 179257 0 A 247546 D $.01 Par Common 2012-12-03 4 A 0 250000 0 A 497546 D Stock Option (Right to Buy) 7.81 2012-12-03 4 A 0 252939 0 A 2013-12-01 2019-12-03 $.01 Par Common 252939 252939 D Stock Option (Right to Buy) 7.81 2012-12-03 4 A 0 250000 0 A 2012-12-03 2015-12-03 $.01 Par Common 250000 250000 D Stock Option (Right to Buy) 7.81 2012-12-03 4 A 0 250000 0 A 2013-12-01 2019-12-03 $.01 Par Common 250000 250000 D These shares of service-based restricted stock will cliff vest on June 1, 2015 and are further subject to a six-month holding period. Pursuant to the employment agreement between Ruby Tuesday Inc. and the Reporting Person, vesting of options will be accelerated upon certain terminations of employment and upon a change of control of the Company. The option vests in three annual installments beginning on June 1, 2013. Option shares shall vest in the event a share of Common Stock appreciates to $14 per share (or more) for a period of 20 consecutive trading days on or before December 3, 2015. Scarlett May, Attorney-in-Fact 2012-12-05