-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IJYNwCxQwLxzC0xJor+5QUR9Usr36qGH/yYyyZ9I0csSkiJIYuidqKCrmunOmmio geAIvotalRQqhJT3TR3TLA== 0000068270-96-000033.txt : 19960501 0000068270-96-000033.hdr.sgml : 19960501 ACCESSION NUMBER: 0000068270-96-000033 CONFORMED SUBMISSION TYPE: S-8 POS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960430 EFFECTIVENESS DATE: 19960430 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: RUBY TUESDAY INC CENTRAL INDEX KEY: 0000068270 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 630475239 STATE OF INCORPORATION: GA FISCAL YEAR END: 0605 FILING VALUES: FORM TYPE: S-8 POS SEC ACT: 1933 Act SEC FILE NUMBER: 002-97170 FILM NUMBER: 96553823 BUSINESS ADDRESS: STREET 1: 4721 MORRISON DR STREET 2: P O BOX 160266 CITY: MOBILE STATE: AL ZIP: 36625 BUSINESS PHONE: 2053443000 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON RESTAURANTS INC/ DATE OF NAME CHANGE: 19930923 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MORRISON CAFETERIAS CONSOLIDATED INC DATE OF NAME CHANGE: 19680605 S-8 POS 1 As filed with the Securities and Exchange Commission on April 30, 1996. Registration No. 2-97120 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 RUBY TUESDAY, INC.* (Exact Name of Registrant as Specified in its Charter) GEORGIA 63-0475239 (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification No.) 4721 MORRISON DRIVE, MOBILE, ALABAMA 36625 (Address of Principal Executive Offices) (Zip Code) LONG-TERM INCENTIVE PLAN (Full Title of the Plan) Pfilip G. Hunt, Esq. Ruby Tuesday, Inc. 4721 Morrison Drive, Mobile, Alabama 36625 (Name and Address of Agent for Service) (334) 344-3000 (Telephone Number, Including Area Code, of Agent for Service) Copy to: Gabriel Dumitrescu, Esq. Powell, Goldstein, Frazer & Murphy 191 Peachtree Street, N.E. Sixteenth Floor Atlanta, Georgia 30303 CALCULATION OF REGISTRATION FEE Title of Each Amount Proposed Proposed Amount of Class of to be Maximum Maximum Registration Securities to Registered Offering Aggregate Fee (2) be Registered (1) Price per Offering Share (2) Price (2) Common Stock, $0.01 par value 945,000 $12.0635 $11,400,000 $2,280(4) shares(3) Series A Junior 945,000 Participating rights Preferred Stock Purchase Rights(5) (1) The number of shares registered hereby is adjusted to reflect (i) a 5% stock dividend declared in 1986, (ii) a four-for-three stock dividend declared on September 29, 1987, (iii) a three-for-two stock dividend paid to stockholders of record on April 10, 1992, (iv) a three-for-two stock dividend paid to stockholders of record on October 8, 1993, and (v) a one-for-two reverse stock split effected in conjunction with the Reincorporation (as defined in the Explanatory Note) on March 9, 1996 (collectively, the "Stock Splits"). (2) Pursuant to Rule 457(g), calculated on the basis of the closing sale price of the Registrant's common stock, $.01 par value (the "Common Stock"), on April 8, 1985, as reported on the National Market System of the National Association of Securities Dealers, Inc. Automated Quotation System, adjusted to reflect the Stock Splits. (3) Representing shares of the Registrant's Common Stock, that may be issued and sold by the Registrant in connection with the Registrant's Long-Term Incentive Plan (the "Plan"). This Registration Statement also covers such indeterminable number of additional shares as may become issuable to prevent dilution in the event of stock splits, stock dividends or similar transactions. (4) Previously paid. (5) The Series A Junior Participating Preferred Stock Purchase Rights (the "Rights") are attached to the shares of Common Stock being registered hereby and will be issued for no additional consideration. Therefore, no registration fee is required for the registration of the Rights. * See Explanatory Note herein. Explanatory Note Ruby Tuesday, Inc., a Georgia corporation (the "Registrant"), has filed this Post-Effective Amendment No. 2 to Registration Statement No. 2-97120 (the "Registration Statement") as the successor to Morrison Restaurants Inc., a Delaware corporation ("Morrison"), within the meaning of Rule 414 under the Securities Act of 1933 (the "1933 Act"), as the result of the reincorporation of Morrison in Georgia pursuant to a statutory merger of Morrison with and into the Registrant effective March 9, 1996 (the "Reincorporation"). In the Reincorporation, the Registrant also effected a one- for-two reverse stock split of its common stock. The Reincorporation occurred substantially simultaneously with the distribution (the "Distribution") on March 9, 1996 to shareholders of the Registrant of all the shares of common stock of Morrison Fresh Cooking, Inc., a Georgia corporation, and all the shares of common stock of Morrison Health Care, Inc., a Georgia corporation, both of which were wholly-owned subsidiaries of the Registrant. The Distribution and Reincorporation were approved at a Special Meeting of Stockholders on March 7, 1996, for which proxies were solicited pursuant to Section 14(a) of the Securities Exchange Act of 1934 (the "1934 Act"). Pursuant to Rule 414(d) under the 1933 Act, the Registrant, as successor to Morrison, hereby adopts the Registration Statement as its own Registration Statement for all purposes of the 1933 Act and the 1934 Act. PART I INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS The Prospectus pertaining to this Registration Statement will be updated to reflect the information contained in this Post-Effective Amendment No. 2 to the Registration Statement and will set forth any additional information necessary to reflect any material changes made in connection with or resulting from such succession, or necessary to keep the Registration Statement from being misleading in any material respect. The documents containing the information specified in Part I of the instructions to the Registration Statement on Form S-8 will be sent or given to employees of the Registrant selected to participate in the Plan as required by Rule 428(b)(1) promulgated under the 1933 Act. PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 6. Indemnification of Directors and Officers. Pursuant to Sections 14-2-850 through 14-2-857 of the Georgia Business Corporation Code ("GBCC"), as amended, directors, officers, employees and agents of the Registrant may, and in some cases must, be indemnified by the Registrant under certain circumstances against expenses and liabilities incurred by or imposed upon them as a result of actions, suits or proceedings brought against them as directors, officers, employees or agents of the Registrant (including actions, suits or proceedings brought against them for violations of the federal securities laws). Under the GBCC, unless limited by its Articles of Incorporation, a Georgia corporation shall indemnify its directors and officers against reasonable expenses incurred by them to the extent such directors have been successful, on the merits or otherwise, in the defense of any such action. In addition, a Georgia corporation may indemnify its directors against expenses if they acted in a manner they believed in good faith to be in or not opposed to the best interests of the corporation and, with respect to any criminal action, if they had no reasonable cause to believe their conduct was unlawful. Under the GBCC, a Georgia corporation may also indemnify its directors, officers, employees or agents to the extent, consistent with public policy, provided by its Articles of Incorporation, Bylaws, contract, or action by the board of directors or, in the case of indemnification of directors, action by its shareholders. Article IX of the Articles of Incorporation of the Registrant and Article XII of its Bylaws set forth the extent to which the Registrant's current and former directors, officers, employees and agents may be indemnified against liabilities which they may incur while serving in such capacities. Pursuant to these provisions, the directors and officers of the Registrant will be indemnified against any losses incurred in connection with any threatened, pending or completed action, suit or proceeding, whether civil, criminal, administrative or investigative, by reason of the fact that he is or was a director or officer of the Registrant or served as a director or officer of another corporation, partnership, joint venture, trust or other enterprise at the request of the Registrant and the Registrant will provide advances for expenses incurred in defending any such action, suit or proceeding, upon receipt of an undertaking by or on behalf of such director or officer to repay such advances until or unless it is ultimately determined that he is not entitled to indemnification by the Registrant. The Registrant maintains a directors and officers liability insurance policy insuring its directors and officers against certain liabilities under the Securities Act of 1933. The Registrant also entered into indemnification agreements with each of its directors and executive officers, pursuant to which the Registrant agreed to indemnify each such individual for any losses suffered due to any investigations, claims, or proceedings brought against such individual because he or she served as a director or officer of the Registrant. Item 8. Exhibits. The following exhibits are filed with or incorporated by reference into this Registration Statement pursuant to Item 601 of Regulation S-K. Exhibit Number Description 4.1 Articles of Incorporation and all mergers of Ruby Tuesday, Inc. (1) 4.2 Bylaws of Ruby Tuesday, Inc. (2) 4.3 Rights Agreement dated as of March 30, 1987 between Morrison Restaurants Inc. and AmSouth National Association as Rights Agent. (3) 4.4 Form of Rights Certificate (attached as Exhibit B to the Rights Agreement filed as Exhibit 4.3 hereto). (3) 5 Opinion of counsel with respect to the securities being registered. (4) 23.1 Consent of counsel (included in Exhibit 5). (4) 23.2 Consent of independent auditors. (4) 24 Power of Attorney (see signature pages to this Amendment to the Registration Statement). 99.1 Morrison Restaurants Inc. Long-Term Incentive Plan. (5) 99.2 First Amendment to Morrison Restaurants Inc. Long-Term Incentive Plan. (6) 99.3 Form of Second Amendment to 1984 Long-Term Incentive Plan. (7) _________________________ (1) Incorporated by reference to Exhibit 3.1 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. (2) Incorporated by reference to Exhibit 3.2 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. (3) Incorporated by reference to Exhibit 4.1 of the Registrant's Quarterly Report on Form 10-Q for the quarter ended February 28, 1987. (4) Filed with the original Registration Statement on Form S-8 filed with the Commission on October 18, 1993. (5) Incorporated by reference to Exhibit 28 to the Registration Statement on Form S-8 of Morrison Restaurants Inc. (Reg. No. 2-97120) (6) Incorporated by reference to Exhibit 10(y) of the Annual Report on Form 10-K of Morrison Restaurants Inc. for the fiscal year ended June 4, 1994. (7) Incorporated by reference to Exhibit 10.37 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. Item 9. Undertakings (a) The undersigned Registrant hereby undertakes: (1) To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: (i) To include any prospectus required by Section 10(a)(3) of the 1933 Act; (ii) To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the registration statement; (iii) To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the registration statement is on Form S-3 or Form S-8 and the information required to be included in a post-effective amendment by those paragraphs is contained in periodic reports filed by the Registrant pursuant to Section 13 or Section 15(d) of the 1934 Act that are incorporated by reference in the registration statement. (2) That, for the purpose of determining any liability under the 1933 Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (3) To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. (b) The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the 1933 Act, each filing of the Registrant's annual report pursuant to Section 13(a) or Section 15(d) of the 1934 Act (and, where applicable, each filing of an employee benefit plan's annual report pursuant to Section 15(d) of the 1934 Act) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. (c) Insofar as indemnification for liabilities arising under the 1933 Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the 1933 Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the 1933 Act and will be governed by the final adjudication of such issue. SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in Mobile, Alabama, on the 27th day of March, 1996. RUBY TUESDAY, INC. By: /s/ Samuel E. Beall, III Samuel E. Beall, III, Chairman of the Board and Chief Executive Officer POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints Samuel E. Beall, III and Pfilip G. Hunt, and either of them, as his true and lawful attorneys-in-fact and agents, with full power of substitution and resubstitution, for him and in his name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done in and about the premises, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or their substitutes, may lawfully do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities indicated on the date indicated. Signature Title Date /s/ Samuel E. Beall, III Chief Executive Officer March 27,1996 Samuel E. Beall, III and Chairman of the Board (Principal Executive Officer) /s/ J. Russell Mothershed Senior Vice President, Finance March 27, 1996 J. Russell Mothershed (Principal Financial Officer) /s/ Arthur R. Outlaw Vice Chairman of March 27, 1996 Arthur R. Outlaw the Board /s/ Claire L. Arnold Director March 27, 1996 Claire L. Arnold /s/ John B. McKinnon Director March 27, 1996 John B. McKinnon /s/ Dr. Benjamin F. Payton Director March 27, 1996 Dr. Benjamin F. Payton /s/ Dr. Donald Ratajczak Director March 27, 1996 Dr. Donald Ratajczak /s/ Dolph W. von Arx Director March 27, 1996 Dolph W. von Arx EXHIBIT INDEX Exhibit Page Number Description Number 4.1 Articles of Incorporation and all mergers of Ruby Tuesday, Inc. (1) 4.2 Bylaws of Ruby Tuesday, Inc. (2) 4.3 Rights Agreement dated as of March 30, 1987 between Morrison Restaurants Inc. and AmSouth National Association as Rights Agent. (3) 4.4 Form of Rights Certificate (attached as Exhibit B to the Rights Agreement filed as Exhibit 4.3 hereto). (3) 5 Opinion of counsel with respect to the securities being registered. (4) 23.1 Consent of counsel (included in Exhibit 5). (4) 23.2 Consent of independent auditors. (4) 24 Power of Attorney (see signature pages to this Amendment to the Registration Statement). 99.1 Morrison Restaurants Inc. Long-Term Incentive Plan. (5) 99.2 First Amendment to Morrison Restaurants Inc. Long-Term Incentive Plan. (6) 99.3 Form of Second Amendment to 1984 Long-Term Incentive Plan. (7) _________________________ (1) Incorporated by reference to Exhibit 3.1 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. (2) Incorporated by reference to Exhibit 3.2 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. (3) Incorporated by reference to Exhibit 4.1 of the Registrant's Quarterly Report on Form 10-Q for the quarter ended February 28, 1987. (4) Filed with the original Registration Statement on Form S-8 filed with the Commission on October 18, 1993. (5) Incorporated by reference to Exhibit 28 to the Registration Statement on Form S-8 of Morrison Restaurants Inc. (Reg. No. 2-97120). (6) Incorporated by reference to Exhibit 10(y) of the Annual Report on Form 10-K of Morrison Restaurants Inc. for the fiscal year ended June 4, 1994. (7) Incorporated by reference to Exhibit 10.37 of the Registrant's Registration Statement on Form 8-B dated March 15, 1996. -----END PRIVACY-ENHANCED MESSAGE-----