0000067887-19-000017.txt : 20190205 0000067887-19-000017.hdr.sgml : 20190205 20190205165829 ACCESSION NUMBER: 0000067887-19-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FISHBACK DONALD R CENTRAL INDEX KEY: 0001251987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05129 FILM NUMBER: 19568669 MAIL ADDRESS: STREET 1: SENECA STREET & JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOOG INC. CENTRAL INDEX KEY: 0000067887 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 160757636 STATE OF INCORPORATION: NY FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 716 652 2000 MAIL ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 FORMER COMPANY: FORMER CONFORMED NAME: MOOG INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_154940389577772.xml FORM 4 X0306 4 2019-02-01 0 0000067887 MOOG INC. MOGA/MOGB 0001251987 FISHBACK DONALD R SENECA ST & JAMISON RD EAST AURORA NY 14052 1 1 0 0 CFO Class A Common 2019-02-01 4 M 0 8000 26.66 A 54514 D Class A Common 2019-02-01 4 F 0 4290 89.47 D 50224 D Class B Common 1518 D Class B Common 106 I 401 (k) SAR 26.66 2019-02-01 4 M 0 8000 0 D 2019-12-01 Class A Common 15375.0 7375 D SAR 36.86 2020-11-30 Class A Common 20500.0 20500 D SAR 41.82 2021-11-30 Class A Common 20500.0 20500 D SAR 36.41 2022-11-27 Class A Common 20500.0 20500 D SAR 61.69 2023-11-11 Class A Common 10000.0 10000 D SAR 74.38 2024-11-11 Class A Common 10000.0 10000 D SAR 63.04 2025-11-17 Class A Common 3333.0 3333 D SAR 65.9 2025-11-17 Class B Common 6667.0 6667 D SAR 71.648 2026-11-15 Class B Common 10000.0 10000 D SAR 82.31 2027-11-14 Class B Common 6181.0 6181 D SAR 80.19 2028-11-13 Class B Common 6988.0 6988 D The reporting person no longer has a reportable beneficial interest in 690 shares of Class A Common Stock owned by his son and included in the reporting person's prior ownership reports. This represents the difference between the number of SARs exercised (8,000) and the number of shares issued as a result of the exercise (3,710). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($89.47) and the exercise price ($26.66). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Reflects 138 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2018. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. Timothy P. Balkin, as Power of Attorney for Donald R. Fishback 2019-02-05