0000067887-18-000043.txt : 20181005 0000067887-18-000043.hdr.sgml : 20181005 20181005135651 ACCESSION NUMBER: 0000067887-18-000043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181004 FILED AS OF DATE: 20181005 DATE AS OF CHANGE: 20181005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Scannell John CENTRAL INDEX KEY: 0001349688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05129 FILM NUMBER: 181110142 MAIL ADDRESS: STREET 1: 17 NYE HILL ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOOG INC. CENTRAL INDEX KEY: 0000067887 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 160757636 STATE OF INCORPORATION: NY FISCAL YEAR END: 0929 BUSINESS ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 BUSINESS PHONE: 716 652 2000 MAIL ADDRESS: STREET 1: 400 JAMISON ROAD CITY: EAST AURORA STATE: NY ZIP: 14052 FORMER COMPANY: FORMER CONFORMED NAME: MOOG INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_153876219532826.xml FORM 4 X0306 4 2018-10-04 0 0000067887 MOOG INC. MOGA/MOGB 0001349688 Scannell John SENECA ST & JAMISON RD EAST AURORA NY 14052 1 1 0 0 CEO Class A Common 2018-10-04 4 M 0 20500 35.12 A 42575 D Class A Common 2018-10-04 4 F 0 12537 87.04 D 30038 D Class A Common 22075 I Spouse Class B Common 1888 I 401 (k) Class B Common 325 D SAR 35.12 2018-10-04 4 M 0 20500 0 D 2018-10-31 Class A Common 20500.0 0 D SAR 26.66 2019-12-01 Class A Common 15375.0 15375 D SAR 36.86 2020-11-30 Class A Common 20500.0 20500 D SAR 41.82 2021-11-30 Class A Common 27000.0 27000 D SAR 36.41 2022-11-27 Class A Common 31791.0 31791 D SAR 61.69 2023-11-11 Class A Common 15000.0 15000 D SAR 74.38 2024-11-11 Class A Common 15000.0 15000 D SAR 63.04 2025-11-17 Class A Common 5000.0 5000 D SAR 65.9 2025-11-17 Class B Common 10000.0 10000 D SAR 71.648 2026-11-15 Class B Common 20000.0 20000 D SAR 82.31 2027-11-14 Class B Common 18543.0 18543 D This represents the difference between the number of SARs exercised (20,500) and the number of shares issued as a result of the exercise (7,963). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($87.04) and the exercise price ($35.12). Additional shares are then withheld to satisfy the Company's tax withholding obligations. Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants. Reflects 325 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 31, 2017 and July 1, 2018. Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. Timothy P. Balkin, as Power of Attorney for John R. Scannell 2018-10-05