-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MmEqfhENcqBGMeTPAezreTcPTQZtTA5pQaBjHlJKJBEQ++9JiEZ7zaHprGQLN3pt vcr/3XV3FJhY+5rx09Hc6A== 0000950114-96-000146.txt : 19960612 0000950114-96-000146.hdr.sgml : 19960612 ACCESSION NUMBER: 0000950114-96-000146 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960607 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CALGENE INC /DE/ CENTRAL INDEX KEY: 0001011134 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 680369863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45705 FILM NUMBER: 96578449 BUSINESS ADDRESS: STREET 1: 1920 FIFTH ST CITY: DAVIS STATE: CA ZIP: 95616 BUSINESS PHONE: 9167536313 MAIL ADDRESS: STREET 1: 1920 FIFTH ST CITY: DAVIS STATE: CA ZIP: 95616 FORMER COMPANY: FORMER CONFORMED NAME: CALGENE II INC DATE OF NAME CHANGE: 19960322 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MONSANTO CO CENTRAL INDEX KEY: 0000067686 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 430420020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 800 N LINDBERGH BLVD CITY: ST LOUIS STATE: MO ZIP: 63167 BUSINESS PHONE: 3146941000 MAIL ADDRESS: STREET 1: 800 NORTH LINDBERGH BLVD CITY: ST LOUIS STATE: MO ZIP: 63167 FORMER COMPANY: FORMER CONFORMED NAME: MONSANTO CHEMICAL CO DATE OF NAME CHANGE: 19711003 SC 13D/A 1 AMENDMENT NO. 1 TO SCHEDULE 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) Calgene, Inc. - ------------------------------------------------------------------------------ (Name of Issuer) Common Stock, $.001 par value - ------------------------------------------------------------------------------ (Title of Class of Securities) 129598 10 8 ---------------------------------------------------------- (CUSIP Number) Karl R. Barnickol, 800 N. Lindbergh Boulevard, St. Louis, Missouri 63167, (314) 694-1000 - ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 17, 1996 ---------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP NO. 129598 10 8 ------------------ 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Monsanto Company: 43-0420020 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] n/a 3. SEC USE ONLY 4. SOURCE OF FUNDS WC, OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)[ ] n/a 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 7. SOLE VOTING POWER NUMBER OF 30,146,114 (See Item 5 below.) SHARES BENEFICIALLY 8. SHARED VOTING POWER OWNED BY EACH n/a REPORTING PERSON 9. SOLE DISPOSITIVE POWER WITH 30,146,114 (See Item 5 below.) 10. SHARED DISPOSITIVE POWER n/a 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,146,114 (See Item 5 below.) 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES[ ] n/a 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 49.9% 14. TYPE OF REPORTING PERSON CO -2- 3 This Amendment No. 1 amends Item 5 of the Schedule 13D filed by the Company on April 10, 1996, to reflect the Company's receipt of an additional 17,673 shares of Common Stock of the Issuer and to reflect the Company's subsequent sale of 15,000 shares of Common Stock of the Issuer. The 30,143,441 shares of Common Stock received by the Company at the closing of the transactions contemplated by the Reorganization Agreement and reported by the Company on the original Schedule 13D was based on the number of shares of Common Stock of the Issuer outstanding as of the most recent practicable date prior to closing. Subsequent to such date but prior to closing, the Issuer's employee stock ownership plan made a purchase of Common Stock. Accordingly, the Company was entitled to receive an additional 17,673 shares of Common Stock to maintain its 49.9% ownership interest. On May 17, 1996, the Company sold 15,000 shares of Common Stock of the Issuer to the revocable living trust of Mr. John E. Robson in consideration for Mr. Robson's services as a director of the Issuer. Such shares of Common Stock are subject to certain forfeiture provisions and restrictions on transfer. Item 5. Interest in Securities of the Issuer. - --------------------------------------------- Item 5 is hereby amended by deleting paragraphs (a) and (b) thereof and inserting the following in lieu thereof: (a) As determined in accordance with Rule 13d-3, the Company is the beneficial owner of 30,146,114 shares of Common Stock, representing approximately 49.9% of the total issued and outstanding Common Stock. (b) As determined in accordance with Rule 13d-3, the Company has sole voting power and sole dispositive power with respect to 30,146,114 shares of Common Stock. Signature --------- After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: June 5, 1996 MONSANTO COMPANY, a Delaware corporation By: /s/ Karl R. Barnickol ----------------------------------- Name: Karl R. Barnickol --------------------------------- Title: Assistant Secretary -------------------------------- -3- -----END PRIVACY-ENHANCED MESSAGE-----