-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S7A9j8G0UcnHVpAKcMe6U9Xt2URZFGdwJg0YtQm6wAVvTf5eAFirtHN/95JzOf+i 1S8WHiDATtLRx/iIm/ov9Q== 0000067686-01-500003.txt : 20020412 0000067686-01-500003.hdr.sgml : 20020412 ACCESSION NUMBER: 0000067686-01-500003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011130 FILED AS OF DATE: 20011210 COMPANY DATA: COMPANY CONFORMED NAME: PARFET WILLIAM U CENTRAL INDEX KEY: 0001110742 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 5272 NORTHWOOD CITY: HICKORY CORNERS STATE: MI ZIP: 49060 BUSINESS PHONE: 3146944492 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHARMACIA CORP /DE/ CENTRAL INDEX KEY: 0000067686 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 430420020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02516 FILM NUMBER: 1809714 BUSINESS ADDRESS: STREET 1: 100 ROUTE 206 NORTH CITY: PEAPACK STATE: NJ ZIP: 07977 BUSINESS PHONE: 9089018000 MAIL ADDRESS: STREET 1: 100 ROUTE 206 NORTH CITY: PEAPACK STATE: NJ ZIP: 07977 FORMER COMPANY: FORMER CONFORMED NAME: MONSANTO CHEMICAL CO DATE OF NAME CHANGE: 19711003 FORMER COMPANY: FORMER CONFORMED NAME: MONSANTO CO DATE OF NAME CHANGE: 19920703 4 1 parfet4new1.txt PARFET FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [_] Check box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). ________________________________________________________________________________ 1. Name and Address of Reporting Person* Parfet William U. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 54943 N. Main Street - -------------------------------------------------------------------------------- (Street) Mattawan MI 49071 - -------------------------------------------------------------------------------- (City) (State) (Zip) ________________________________________________________________________________ 2. Issuer Name and Ticker or Trading Symbol Pharmacia Corporation PHA ________________________________________________________________________________ 3. IRS Identification Number of Reporting Person, if an Entity (Voluntary) ________________________________________________________________________________ 4. Statement for Month/Year November 2001 ________________________________________________________________________________ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) ________________________________________________________________________________ 7. Individual or Joint/Group Filing (Check applicable line) [X] Form filed by one Reporting Person [_] Form filed by more than one Reporting Person ________________________________________________________________________________ ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
6. 4. 5. Owner- Securities Acquired (A) or Amount of ship 3. Disposed of (D) Securities Form: 7. Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of 2. Code ------------------------------- Owned at End (D) or Indirect 1. Transaction (Instr. 8) (A) of Month Indirect Beneficial Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership (Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 556,219 D - ------------------------------------------------------------------------------------------------------------------------------------ 317 I (1) - ------------------------------------------------------------------------------------------------------------------------------------ By Savings 8,735 I Plan Trust - ------------------------------------------------------------------------------------------------------------------------------------ 11/21/01 G(2) V 4,445 D $45.425 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ 11/21/01 G(2) V 4,192 D $45.425 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ 11/21/01 G(2) V 2,222 D $45.425 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ 11/21/01 G(2) V 1,115 D $45.425 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ 11/23/01 P 10,000 A $45.83 1,041,103 I (3) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) (Over) (Form 4-07/99) FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
10. 9. Owner- Number ship of Form 2. Deriv- of Conver- 5. 7. ative Deriv- 11. sion Number of Title and Amount Secur- ative Nature or Derivative 6. of Underlying 8. ities Secur- of Exer- 4. Securities Date Securities Price Bene- ity: In- cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene- 1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner- Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ Option Common (right to buy) $46.40 3/31/00 5/3/09 Stock 3,570 3,570 D - ------------------------------------------------------------------------------------------------------------------------------------ Option Common (right to buy) $52.8125 6/23/00 6/22/10 Stock 6,600 10,170 D - ------------------------------------------------------------------------------------------------------------------------------------ Option Common (right to buy) $51.095 4/17/01 M V 6,600 4/17/01 4/16/11 Stock 6,600 16,770 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ==================================================================================================================================== Explanation of Responses: (1) Shares representing deferred directors' fees payable in stock which are held in trust with respect to which Mr. Parfet has shared voting power. (2) Gifts by trust of which Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of such shares. (3) Shares held in trust over which voting and/or disposition power is shared in Reporting Person's capacity as trustee. The Reporting Person disclaims any beneficial ownership in these reported shares and the filing of this form is not to be construed as an admission that the Reporting Person, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, is the beneficial owner of such securities.
/s/ Don Schmitz 12/10/01 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date *Don Schmitz, attorney-in-fact for William U. Parfet * Executed pursuant to a Power of Attorney ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----