0001161423-01-500003.txt : 20011101
0001161423-01-500003.hdr.sgml : 20011101
ACCESSION NUMBER: 0001161423-01-500003
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011031
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: MONARCH CEMENT CO
CENTRAL INDEX KEY: 0000067517
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE GYPSUM PLASTER PRODUCTS [3270]
IRS NUMBER: 480340590
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-13114
FILM NUMBER: 1771181
BUSINESS ADDRESS:
STREET 1: P O BOX 1000
CITY: HUMBOLDT
STATE: KS
ZIP: 66748
BUSINESS PHONE: 6204732225
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: WULF WALTER H ESTATE
CENTRAL INDEX KEY: 0001161423
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 486375717
FILING VALUES:
FORM TYPE: SC 13D/A
BUSINESS ADDRESS:
STREET 1: P.O. BOX 188
CITY: HUMBOLT
STATE: KS
ZIP: 66748
BUSINESS PHONE: (620) 473-2222
MAIL ADDRESS:
STREET 1: P.O. BOX 188
CITY: HUMBOLDT
STATE: KS
ZIP: 66748
SC 13D/A
1
wulf13d.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
THE MONARCH CEMENT COMPANY
(Name of Issuer)
Capital Stock, par value $2.50 per share
Class B Capital Stock, par value $2.50 per share
(Title of Class of Securities)
609031 10 9
609031 20 8
(CUSIP Number)
Lyndell G. Mosley, The Monarch Cement Company,
Humboldt, Kansas 66748 (620) 473-2225
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
March 2, 2001
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box 0.
Check the following box if a fee is being paid with the statement. (A fee is
not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such
class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) - or other parties to whom copies are
to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
SCHEDULE 13D
CUSIP No. 609031 10 9 Page 1 of 3 Pages
609031 20 8
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Walter H. Wulf
###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) 0
(b) 0
Not applicable
3. SEC USE ONLY
4. SOURCE OF FUNDS*
Not applicable
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(E) 0
Not applicable
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
7. SOLE VOTING POWER
Capital Stock 0
NUMBER OF Class B Capital Stock 0
SHARES 8. SHARED VOTING POWER
BENEFICIALLY Capital Stock 0
OWNED BY Class B Capital Stock 0
EACH 9. SOLE DISPOSITIVE POWER
REPORTING Capital Stock 0
PERSON Class B Capital Stock 0
WITH 10. SHARED DISPOSITIVE POWER
Capital Stock 0
Class B Capital Stock 0
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Capital Stock 0
Class B Capital Stock 0
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* 0
Not applicable
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Not applicable
14. TYPE OF REPORTING PERSON*
IN
Item 1. Security and Issuer
This statement relates to the Capital Stock, $2.50 par value per share
("Capital Stock"), and to the Class B Capital Stock, $2.50 par value per
share ("Class B Capital Stock"), of The Monarch Cement Company, a Kansas
corporation (the "Issuer"), which has its principal executive offices at The
Monarch Cement Company, P.O. Box 1000, Humboldt, Kansas 66748.
Item 2. Identity and Background
(a) This statement is being filed on behalf of Mr. Walter H. Wulf
(deceased), a natural person ("Mr. Wulf"), by Walter H. Wulf, Jr.,
Co-Executor (the "Co-Executor") of Mr. Wulf's estate.
(b) The business address of the Co-Executor is The Monarch Cement Company,
P.O. Box 1000, Humboldt, Kansas 66748.
(c) Mr. Wulf served as Chairman of the Board of the Issuer.
(d) During the last five years, Mr. Wulf had not been convicted in a
criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) During the last five years, Mr. Wulf had not been a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction and therefore was not and is not subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or
finding any violation with respect to such laws as a result of any such
proceeding.
(f) Mr. Wulf was a citizen of the United States of America.
Item 3. Source and Amount of Funds or Other Consideration
Not applicable
Item 4. Purpose of Transaction
Not applicable
Item 5. Interest in Securities of the Issuer
As of March 2, 2001, the date of Mr. Wulf's death, he beneficially owned
162,892(1) shares of Capital Stock and 162,592(2) shares of Class B Capital
Stock. Since February 10, 1995, the date of Mr. Wulf's Amendment No. 1 to
Schedule 13D, he conveyed his interest in the Issuer's securities as follows:
Mr. Wulf contributed 40,300 shares of Capital Stock to Walter H.
Wulf Company, LLC, as to which Mr. Wulf was a major stockholder;
Mr. Wulf contributed 4,000 shares of Capital Stock to the Walter H.
Wulf and May L. Wulf Charitable Foundation, as to which Mr. Wulf
was a trustee;
Mr. Wulf contributed 43,592 shares of Capital Stock to the Wulf
General, LLC, as to which Mr. Wulf was a major stockholder
(however, Mr. Wulf had no voting interest); and
Mr. Wulf contributed 87,592 shares of Class B Capital Stock to the
Wulf General, LLC, as to which Mr. Wulf was a major stockholder
(however, Mr. Wulf had no voting interest).
______________
(1) Includes 75,000 shares of Capital Stock held by three trusts established
for the respective benefit of Mr. Wulf's three children, as to which
trusts Mr. Wulf served as co-trustee with his son. Mr. Wulf disclaims
beneficial ownership of the 75,000 shares of Capital Stock held by the
three trusts.
(2) Includes 75,000 shares of Class B Capital Stock held by three trusts
established for the respective benefit of Mr. Wulf's three children, as
to which trusts Mr. Wulf served as co-trustee with his son. Mr. Wulf
disclaims beneficial ownership of the 75,000 shares of Capital Stock
held by the three trusts.
As a result of these transactions, at the time of his death on March 2,
2001, Mr. Wulf was the record owner of no shares of the Issuer's Capital
Stock and no shares of the Issuer's Class B Capital Stock. Because all of
Mr. Wulf's interest in the Issuer's securities had been transferred prior to
his death, the Issuer's securities will not pass through probate and will not
be an asset to pass under Mr. Wulf's will. Accordingly, the beneficial
ownership of the issuer's securities is already held by other persons or
entities.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
Not applicable.
Item 7. Material to Be Filed as Exhibits
Not applicable
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
October 30, 2001 /s/ Walter H. Wulf Jr.
Date Signature
Walter H. Wulf Jr. as Co-Executor of
Mr. Walter H. Wulf's Estate
Name/Title