-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SsnPfmY9l/as+AIW1kZelbcSDYejYgTWcR6wz0C7w7fEQMUvlDeGpb6sdR1xUyIK p5HbYBZ97TQ2D/aB7W+qpA== 0001012920-97-000002.txt : 19970811 0001012920-97-000002.hdr.sgml : 19970811 ACCESSION NUMBER: 0001012920-97-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970703 FILED AS OF DATE: 19970808 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MOLEX INC CENTRAL INDEX KEY: 0000067472 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] IRS NUMBER: 362369491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-07491 FILM NUMBER: 97653588 BUSINESS ADDRESS: STREET 1: 2222 WELLINGTON CT CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 7089694550 MAIL ADDRESS: STREET 1: 2222 WELLINGTON COURT CITY: LISLE STATE: IL ZIP: 60532 COMPANY DATA: COMPANY CONFORMED NAME: KREHBIEL JR JOHN H CENTRAL INDEX KEY: 0001012920 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 2222 WELLINGTON COURT CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 7089694550 4 1 FORM 4 - JULY 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Krehbiel, Jr., John H. c/o Molex Incorporated 2222 Wellington Court Lisle, IL 60532 U.S.A. 2. Issuer Name and Ticker or Trading Symbol MOLEX INCORPORATED MOLX, MOLXA 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year July 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner (X) Officer (give title below) ( ) Other (specify below) President & Chief Operating Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |07/03/|J(1)| |1,764 |A | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |07/03/|J(1)| |930 |A | | | | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |07/03/|J(1)| |686 |A | |75,980 |D | | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |624,533 |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |25,709,660 |I |(3) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |4,450 |I |By Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |07/03/|J(8)| |18,410 |D | |169,230 |I |(4) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |573,852 |I |(5) | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |4,186 |I |By Children | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |29,587 |I |(7) | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |2,551 |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |41,949.5 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Class B Common Stock | | | | | | |1,701 |I |(5) | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | | | | | | |627,096 |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | | | | | | |4,339,931 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |07/29/|J(9)| |10 |A | |2,306 |I |By Spouse | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |07/03/|J(8)| |17,281 |D | |167,537 |I |(4) | |97 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | | | | | | |567,222 |I |(5) | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock | | | | | | |3,172 |I |(7) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Incentive Stock Option|$19.2896| | | | | |(6) |10/22|Common Stock| | |4,248.438 |D | | (Right to Buy) | | | | | | | |/98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|$24.4992| | | | | |(6) |10/21|Common Stock| | |4,296.875 |D | | (Right to Buy) | | | | | | | |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Bonus Award (Rig|$0.00 |07/03|J(1)| |1,764 |D |(1) |07/31|Common Stock|1,764 | |1,765.688 |D | | ht to Acquire) | |/97 | | | | | |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|$30.80 | | | | | |(6) |10/20|Common Stock| | |3,571.25 |D | | (Right to Buy) | | | | | | | |/00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Bonus Award (Rig|$0.00 |07/03|J(1)| |930 |D |(1) |07/31|Common Stock|930 | |1,860 |D | | ht to Acquire) | |/97 | | | | | |/00 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|$29.60 | | | | | |(6) |10/25|Common Stock| | |3,377.50 |D | | (Right to Buy) | | | | | | | |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Bonus Award (Rig|$0.00 |06/30|J(1)| |2,744 |A |(1) |07/31|Common Stock|2,744 | | | | | ht to Acquire) | |/97 | | | | | |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Bonus Award (Rig|$0.00 |07/03|J(1)| |686 |D |(1) |07/31|Common Stock|686 | |2,058 |D | | ht to Acquire) | |/97 | | | | | |/01 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Stock bonus awarded under The 1990 Molex Incorporated Executive Stock Bonus Plan in reliance upon the exemption provided by Rule 16b-3 that is distributable in four equal annual installments during the month of July contingent upon the reporting person remaining in the employ of the Issuer at the time of distribution. 2. By self as trustee of various irrevocable trusts for the benefit of his children. 3. By Partnership. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. 4. By self as custodian for nephews (children of F. A. Krehbiel). 5. By self as trustee under three voting trusts for benefit of his children. 6. Option granted under The 1991 Molex Incorporated Incentive Stock Option Plan in reliance upon the exemption provided by Rule 16b-3 that becomes exercisable one year after grant, expires five years after grant and vests in 25% annual increments on the anniversary date of the grant. 7. From distribution of the estate of J. H. Krehbiel into a trust wherein F. A. Krehbiel and J. H. Krehbiel, Jr. are trustees and each has an undivided one-half beneficial interest. 8. Termination of custodial account wherein beneficiary reached majority. 9. Award from Issuer. SIGNATURE OF REPORTING PERSON John H. Krehbiel, Jr. DATE August 8, 1997 -----END PRIVACY-ENHANCED MESSAGE-----