-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RePvesTyLzpRyfJIGx023Dz6ndhGDTxcaYegbP0KGdAfeioKmVvdaJWiXj6hCtUX +wcACzSjokRLTgEvLa0x/Q== 0001005477-01-003095.txt : 20010511 0001005477-01-003095.hdr.sgml : 20010511 ACCESSION NUMBER: 0001005477-01-003095 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LUMENON INNOVATIVE LIGHTWAVE TECHNOLOGY INC CENTRAL INDEX KEY: 0001098432 STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220] IRS NUMBER: 980213257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: SEC FILE NUMBER: 000-27977 FILM NUMBER: 1628011 BUSINESS ADDRESS: STREET 1: 8851 TRANS CANADA HIGHWAY CITY: ST. LAURENT STATE: A8 ZIP: 00000 BUSINESS PHONE: 5143313738 MAIL ADDRESS: STREET 1: 8851 TRANS CANADA HIGHWAY CITY: ST. LAURENT STATE: A8 ZIP: 00000 COMPANY DATA: COMPANY CONFORMED NAME: MOLEX INC CENTRAL INDEX KEY: 0000067472 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC CONNECTORS [3678] OTHER IRS NUMBER: 362369491 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 2222 WELLINGTON CT CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 6305274253 MAIL ADDRESS: STREET 1: 2222 WELLINGTON COURT CITY: LISLE STATE: IL ZIP: 60532 144 1 0001.txt FORM 144 UNITED STATES SEC USE ONLY SECURITIES AND EXCHANGE COMMISSION DOCUMENT SEQUENCE NO. Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 1(a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) SEC FILE NO. Lumenon Innovative Lightwave Technology 98-0213257 333-31642 - -------------------------------------------------------------------------------- 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE (e) TELEPHONE NO. 9060 Ryan Ave. Dorval Quebec Canada H9P 2M8 514-631-0023 - -------------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE (b) SOCIAL SECURITY (c) RELATIONSHIP ACCOUNT THE SECURITIES NO. OR IRS IDENT. TO ISSUER ARE TO BE SOLD NO. Molex Incorporated 36-2367491 Affilate - -------------------------------------------------------------------------------- (d) ADDRESS STREET CITY ZIP CODE 2222 Wellington Court - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the SEC File Number. - --------------------------------------------------------------------------------
SEC USE 3(a) (b) ONLY (c) (d) (e) (f) (g) - ------------ --------------------- ------- --------- --------- ---------------- ---------------- ----------------- Title of the Name and Address of Broker- Number of Aggregate Number of Shares Approximate Name of Each Class of Each Broker Through Dealer Shares or Market or Other Units Date of Sale Securities Securities Whome the Securities File Other Units Value Outstanding (See instr. 3(f)) Exchange to be Sold are to be Offered Number to be Sold (See instr. (See instr. 3(e)) (MO. DAY YR.) (See instr. 3(g)) or Each Market (See instr. 3(d)) Maker who is 3(c)) Aquiring the Securities - ------------------------------------------------------------------------------------------------------------------------------------ Common William Blair & Co. 455,500 993,000.00 38,050,000 4/25/01 NASDAQ 222 W. Adams Chicago, IL 60606 - ------------------------------------------------------------------------------------------------------------------------------------
TABLE I - SECURITIES TO BE SOLD Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Name of Person from Whom Acquired Title of Date You Nature of (If gift, also give date Amount of Date of the Class Acquired Acquisition Transaction donor acquired) Securities Acquired Payment Nature of Payment - ------------------------------------------------------------------------------------------------------------------------------------ Common 6/99 Private Placement from Lumenon Innovative 455,500 6/22/99 Lumenon Innovative - ------------------------------------------------------------------------------------------------------------------------------------
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Amount of Gross Name and Address of Seller Title of Securities Sold Date of Sale Securities Proceeds - ------------------------------------------------------------------------------------------------------- None None -- -- -- - -------------------------------------------------------------------------------------------------------
REMARKS: INSTRUCTIONS: See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. ATTENTION: The person for whose account the securities to which this notice relates are to sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which have not been publicly disclosed. 4/25/01 /s/ Louis J. Hecht, Secretary ___________________________________ ________________________________________ (DATE OF NOTICE) (SIGNATURE) The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures. ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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