0001567619-19-012701.txt : 20190604 0001567619-19-012701.hdr.sgml : 20190604 20190604170912 ACCESSION NUMBER: 0001567619-19-012701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wollenberg Scott D CENTRAL INDEX KEY: 0001551285 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01373 FILM NUMBER: 19877530 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626361200 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 4 1 doc1.xml FORM 4 X0306 4 2019-05-31 0 0000067347 MODINE MANUFACTURING CO MOD 0001551285 Wollenberg Scott D 1500 DEKOVEN AVE. RACINE WI 53403 0 1 0 0 VP - CTO Common stock 2019-05-31 4 F 0 1567 12.85 D 66651 D Common stock 2019-05-31 4 A 0 19063 0 A 85714 D Common stock 2019-05-31 4 F 0 8818 12.85 D 76896 D Common stock 2019-06-01 4 F 0 1006 12.85 D 75890 D Common stock 2019-06-02 4 F 0 1263 12.85 D 74627 D Shares disposed of in a private transaction to cover tax withholding. This total includes 915 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. The performance period for Performance Stock under the long-term incentive compensation plan initiated in May 2016 terminated in calendar 2019. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 18.7%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 141% of the Target. Sylvia A. Stein, Attorney in Fact 2019-06-04