0001140361-17-023940.txt : 20170606 0001140361-17-023940.hdr.sgml : 20170606 20170606160149 ACCESSION NUMBER: 0001140361-17-023940 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626361200 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bowser Scott L CENTRAL INDEX KEY: 0001459237 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01373 FILM NUMBER: 17894151 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE. CITY: RACINE STATE: WI ZIP: 53403 4 1 doc1.xml FORM 4 X0306 4 2017-06-02 0 0000067347 MODINE MANUFACTURING CO MOD 0001459237 Bowser Scott L 1500 DEKOVEN AVE. RACINE WI 53403 0 1 0 0 VP, Global Operations Common stock 2017-06-02 4 F 0 736 15.85 D 94528 D Common stock 2017-06-02 4 F 0 1008 15.85 D 93520 D Common stock 2017-06-02 4 A 0 2942 0 A 96462 D Common stock 2017-06-02 4 F 0 1030 15.85 D 95432 D Common stock 2017-06-02 4 F 0 1018 15.85 D 94414 D Shares disposed of in a private transaction to cover tax withholding. This total includes 4675 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2014 terminated in calendar 2017. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 7.7%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 35% of the Target. Margaret C. Kelsey, Attorney in Fact 2017-06-06