Wisconsin
|
1-1373
|
39-0482000
|
(State or other jurisdiction of incorporation)
|
(Commission File Number)
|
(I.R.S. Employer Identification Number)
|
1500 DeKoven Avenue, Racine, Wisconsin
|
53403
|
|
(Address of principal executive offices)
|
(Zip Code)
|
Name and telephone number, including area code, of
|
Margaret C. Kelsey
|
|
person to contact in connection with this report:
|
(262) 636-1200
|
☒
|
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016.
|
Modine Manufacturing Company
|
By:
|
/s/ Thomas F. Marry
|
|
Thomas F. Marry
|
||
Executive Vice President and Chief Operating Officer
|
||
Date: May 31, 2017
|
1. |
Overview
|
Status Code
|
Status
|
Entity
Count
|
Status Description
|
1
|
Compliant
|
246
|
Legitimate smelter and CFSI compliant
|
2
|
Active
|
12
|
Legitimate smelter engaged in CFSI but not yet compliant
|
3
|
Not Enrolled
|
58
|
Legitimate smelter has been contacted regarding the CFSI Audit Program, or requires outreach to request CFSI participation, or the facility has refused participation in the audit program
|
Subtotal – CFSI Assessed
|
316
|
||
4
|
Unidentified
|
924
|
Alleged smelters submitted to Modine on Supplier CMRT’s. Entity not identified on CFSI smelter list. Outreach required to validate smelter status
|
Grand Total
|
1240
|
Status Code
|
1
|
2
|
3
|
4
|
||
Status
|
Compliant
|
Active
|
Not Enrolled
|
CFSI Identified Entities
|
UNIDENTIFIED
|
Grand Total
|
Gold
|
93
|
7
|
40
|
140
|
251
|
391
|
Tantalum
|
45
|
0
|
2
|
47
|
39
|
86
|
Tin
|
68
|
5
|
11
|
84
|
568
|
652
|
Tungsten
|
40
|
0
|
5
|
45
|
66
|
111
|
Grand Total
|
246
|
12
|
58
|
316
|
924
|
1240
|
2. |
Due Diligence Process
|
2.1 |
Design of Due Diligence
|
2.2 |
Management Systems
|
2.3 |
Identify and Assess Risk in the Supply Chain
|
1. |
We reviewed material specifications (M-Specs) to identify those where 3TG is specifically called out as a necessary ingredient in the material.
|
2. |
We queried the International Material Data System (IMDS), the automotive industry's material data system, which has become a global standard used by almost all of the global original equipment manufacturers for the tracking of material content in parts supplied to automotive industry. IMDS provided another level of detail that might not be captured in our internal M-Specs.
|
3. |
Using the information from steps 1 and 2, we queried our company enterprise resource planning (ERP) systems to identify suppliers who provided the materials containing 3TG in the 2016 calendar year.
|
4. |
We utilized our purchasing global material group code spend analytics data to identify suppliers who provided electronic devices (e.g., wiring, motors, controls, sensors, etc.) that we considered to be at risk for containing 3TG. We built on our learning from the first three years of conflict minerals due diligence and included suppliers determined to be at-risk for supplying product that may contain any conflict minerals. Due to the nature of our supply chain, which includes distributors of electronic components, we engaged with several Tier 2 sub-suppliers to improve the reporting to our direct supplier distributors.
|
• |
Does the supplier have a policy in place that includes DRC conflict-free sourcing?
|
• |
Has the supplier implemented due diligence measures for conflict-free sourcing?
|
• |
Does the supplier verify due diligence information received from its suppliers?
|
• |
Does the supplier’s verification process include corrective action management?
|
· |
Geographic proximity to the DRC and covered countries;
|
· |
Conflict-Free Smelter Program (CFSP) audit status;
|
· |
Known or plausible evidence of unethical or conflict sourcing.
|
· |
Tony Goetz NV - CID002587
|
· |
Kaloti Precious Metals - CID002563
|
· |
Phoenix Metals - CID002507
|
· |
Universal Precious Metals Refining Zambia - CID002854
|
· |
Fidelity Printers and Refiners - CID002515
|
· |
Sudan Gold Refinery - CID002567
|
2.4 |
Design and Implement a Strategy to Respond to Risks
|
2.5 |
Carry Out Independent Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
|
2.6 |
Report on Supply Chain Due Diligence
|
3. |
Due Diligence Results
|
4.
|
Steps To Be Taken To Mitigate Risk
|
a) |
In addition to binding our suppliers to our conflict minerals procedures through the use of the Global Supplier Manual and other documents incorporated by reference into our supply agreements, include a specific conflict minerals flow-down clause in new or renewed supplier contracts.
|
b) |
Continue to direct suppliers to training resources provided by Assent Compliance, including Assent University, to attempt to increase the response rate and improve the content of the supplier survey responses.
|
c) |
Engage any of our suppliers who declared “unknown” sources of 3TG in their declarations to pursue the identification of supply chain smelting sources.
|
d) |
Engage with suppliers who provided smelter names that could not be found on the CFSI Conflict Free Smelter List to pursue the identification and confirmation of smelter sources.
|
e) |
Work with the OECD and relevant trade associations to define and improve best practices and build leverage over the supply chain in accordance with the OECD Guidance.
|
f) |
Continue to encourage suppliers to provide part-level information.
|
g) |
In the event that any of our suppliers are found to be providing Modine with products containing 3TG from sources that support conflict in the Covered Countries, work with them to establish alternative sources of 3TG.
|
h) |
Continue to invest in Conflict Minerals due diligence tools, such as Assent Compliance and the resources it provides.
|
Metal
|
Standard Smelter Name
|
Smelter Facility Location
|
Smelter ID
|
CFSI Audit Status
|
Gold
|
Abington Reldan Metals, LLC
|
UNITED STATES
|
CID002708
|
Active
|
Gold
|
Advanced Chemical Company
|
UNITED STATES
|
CID000015
|
Compliant
|
Gold
|
Aida Chemical Industries Co., Ltd.
|
JAPAN
|
CID000019
|
Compliant
|
Gold
|
Al Etihad Gold Refinery DMCC
|
UNITED ARAB EMIRATES
|
CID002560
|
Compliant
|
Gold
|
Allgemeine Gold-und Silberscheideanstalt A.G.
|
GERMANY
|
CID000035
|
Compliant
|
Gold
|
Almalyk Mining and Metallurgical Complex (AMMC)
|
UZBEKISTAN
|
CID000041
|
Compliant
|
Gold
|
AngloGold Ashanti Córrego do Sítio Mineração
|
BRAZIL
|
CID000058
|
Compliant
|
Gold
|
Argor-Heraeus S.A.
|
SWITZERLAND
|
CID000077
|
Compliant
|
Gold
|
Asahi Pretec Corp.
|
JAPAN
|
CID000082
|
Compliant
|
Gold
|
Asahi Refining Canada Ltd.
|
CANADA
|
CID000924
|
Compliant
|
Gold
|
Asahi Refining USA Inc.
|
UNITED STATES
|
CID000920
|
Compliant
|
Gold
|
Asaka Riken Co., Ltd.
|
JAPAN
|
CID000090
|
Compliant
|
Gold
|
Atasay Kuyumculuk Sanayi Ve Ticaret A.S.
|
TURKEY
|
CID000103
|
Not Enrolled
|
Gold
|
AU Traders and Refiners
|
SOUTH AFRICA
|
CID002850
|
Compliant
|
Gold
|
AURA-II
|
UNITED STATES
|
CID002851
|
Not Enrolled
|
Gold
|
Aurubis AG
|
GERMANY
|
CID000113
|
Compliant
|
Gold
|
Bangalore Refinery
|
INDIA
|
CID002863
|
Active
|
Gold
|
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
|
PHILIPPINES
|
CID000128
|
Compliant
|
Gold
|
Boliden AB
|
SWEDEN
|
CID000157
|
Compliant
|
Gold
|
C. Hafner GmbH + Co. KG
|
GERMANY
|
CID000176
|
Compliant
|
Gold
|
Caridad
|
MEXICO
|
CID000180
|
Not Enrolled
|
Gold
|
CCR Refinery - Glencore Canada Corporation
|
CANADA
|
CID000185
|
Compliant
|
Gold
|
Cendres + Métaux S.A.
|
SWITZERLAND
|
CID000189
|
Active
|
Gold
|
Chimet S.p.A.
|
ITALY
|
CID000233
|
Compliant
|
Gold
|
Chugai Mining
|
JAPAN
|
CID000264
|
Not Enrolled
|
Gold
|
Daejin Indus Co., Ltd.
|
KOREA, REPUBLIC OF
|
CID000328
|
Compliant
|
Gold
|
Daye Non-Ferrous Metals Mining Ltd.
|
CHINA
|
CID000343
|
Not Enrolled
|
Gold
|
Degussa Sonne / Mond Goldhandel GmbH
|
GERMANY
|
CID002867
|
Not Enrolled
|
Gold
|
DODUCO GmbH
|
GERMANY
|
CID000362
|
Compliant
|
Gold
|
Dowa
|
JAPAN
|
CID000401
|
Compliant
|
Gold
|
DSC (Do Sung Corporation)
|
KOREA, REPUBLIC OF
|
CID000359
|
Compliant
|
Gold
|
Eco-System Recycling Co., Ltd.
|
JAPAN
|
CID000425
|
Compliant
|
Gold
|
Elemetal Refining, LLC
|
UNITED STATES
|
CID001322
|
Compliant
|
Gold
|
Emirates Gold DMCC
|
UNITED ARAB EMIRATES
|
CID002561
|
Compliant
|
Gold
|
Fidelity Printers and Refiners Ltd.
|
ZIMBABWE
|
CID002515
|
Not Enrolled
|
Gold
|
Gansu Seemine Material Hi-Tech Co., Ltd.
|
CHINA
|
CID000522
|
Not Enrolled
|
Gold
|
Geib Refining Corporation
|
UNITED STATES
|
CID002459
|
Active
|
Gold
|
Great Wall Precious Metals Co., Ltd. of CBPM
|
CHINA
|
CID001909
|
Not Enrolled
|
Gold
|
Guangdong Jinding Gold Limited
|
CHINA
|
CID002312
|
Not Enrolled
|
Gold
|
Gujarat Gold Centre
|
INDIA
|
CID002852
|
Not Enrolled
|
Gold
|
Guoda Safina High-Tech Environmental Refinery Co., Ltd.
|
CHINA
|
CID000651
|
Not Enrolled
|
Gold
|
Hangzhou Fuchunjiang Smelting Co., Ltd.
|
CHINA
|
CID000671
|
Not Enrolled
|
Gold
|
Heimerle + Meule GmbH
|
GERMANY
|
CID000694
|
Compliant
|
Gold
|
Heraeus Ltd. Hong Kong
|
CHINA
|
CID000707
|
Compliant
|
Gold
|
Heraeus Precious Metals GmbH & Co. KG
|
GERMANY
|
CID000711
|
Compliant
|
Gold
|
Hunan Chenzhou Mining Co., Ltd.
|
CHINA
|
CID000767
|
Not Enrolled
|
Gold
|
Hwasung CJ Co., Ltd.
|
KOREA, REPUBLIC OF
|
CID000778
|
Not Enrolled
|
Gold
|
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.
|
CHINA
|
CID000801
|
Compliant
|
Gold
|
Ishifuku Metal Industry Co., Ltd.
|
JAPAN
|
CID000807
|
Compliant
|
Gold
|
Istanbul Gold Refinery
|
TURKEY
|
CID000814
|
Compliant
|
Gold
|
Japan Mint
|
JAPAN
|
CID000823
|
Compliant
|
Gold
|
Jiangxi Copper Co., Ltd.
|
CHINA
|
CID000855
|
Compliant
|
Gold
|
JSC Ekaterinburg Non-Ferrous Metal Processing Plant
|
RUSSIAN FEDERATION
|
CID000927
|
Compliant
|
Gold
|
JSC Uralelectromed
|
RUSSIAN FEDERATION
|
CID000929
|
Compliant
|
Gold
|
JX Nippon Mining & Metals Co., Ltd.
|
JAPAN
|
CID000937
|
Compliant
|
Gold
|
Kaloti Precious Metals
|
UNITED ARAB EMIRATES
|
CID002563
|
Not Enrolled
|
Gold
|
Kazakhmys Smelting LLC
|
KAZAKHSTAN
|
CID000956
|
Not Enrolled
|
Gold
|
Kazzinc
|
KAZAKHSTAN
|
CID000957
|
Compliant
|
Gold
|
Kennecott Utah Copper LLC
|
UNITED STATES
|
CID000969
|
Compliant
|
Gold
|
KGHM Polska Miedź Spółka Akcyjna
|
POLAND
|
CID002511
|
Active
|
Gold
|
Kojima Chemicals Co., Ltd.
|
JAPAN
|
CID000981
|
Compliant
|
Gold
|
Korea Zinc Co., Ltd.
|
KOREA, REPUBLIC OF
|
CID002605
|
Compliant
|
Gold
|
Kyrgyzaltyn JSC
|
KYRGYZSTAN
|
CID001029
|
Compliant
|
Gold
|
L'azurde Company For Jewelry
|
SAUDI ARABIA
|
CID001032
|
Not Enrolled
|
Gold
|
Lingbao Gold Co., Ltd.
|
CHINA
|
CID001056
|
Not Enrolled
|
Gold
|
Lingbao Jinyuan Tonghui Refinery Co., Ltd.
|
CHINA
|
CID001058
|
Not Enrolled
|
Gold
|
L'Orfebre S.A.
|
ANDORRA
|
CID002762
|
Not Enrolled
|
Gold
|
LS-NIKKO Copper Inc.
|
KOREA, REPUBLIC OF
|
CID001078
|
Compliant
|
Gold
|
Luoyang Zijin Yinhui Gold Refinery Co., Ltd.
|
CHINA
|
CID001093
|
Not Enrolled
|
Gold
|
Materion
|
UNITED STATES
|
CID001113
|
Compliant
|
Gold
|
Matsuda Sangyo Co., Ltd.
|
JAPAN
|
CID001119
|
Compliant
|
Gold
|
Metalor Technologies (Hong Kong) Ltd.
|
CHINA
|
CID001149
|
Compliant
|
Gold
|
Metalor Technologies (Singapore) Pte., Ltd.
|
SINGAPORE
|
CID001152
|
Compliant
|
Gold
|
Metalor Technologies (Suzhou) Ltd.
|
CHINA
|
CID001147
|
Compliant
|
Gold
|
Metalor Technologies S.A.
|
SWITZERLAND
|
CID001153
|
Compliant
|
Gold
|
Metalor USA Refining Corporation
|
UNITED STATES
|
CID001157
|
Compliant
|
Gold
|
Metalúrgica Met-Mex Peñoles S.A. De C.V.
|
MEXICO
|
CID001161
|
Compliant
|
Gold
|
Mitsubishi Materials Corporation
|
JAPAN
|
CID001188
|
Compliant
|
Gold
|
Mitsui Mining and Smelting Co., Ltd.
|
JAPAN
|
CID001193
|
Compliant
|
Gold
|
MMTC-PAMP India Pvt., Ltd.
|
INDIA
|
CID002509
|
Compliant
|
Gold
|
Modeltech Sdn Bhd
|
MALAYSIA
|
CID002857
|
Not Enrolled
|
Gold
|
Morris and Watson
|
NEW ZEALAND
|
CID002282
|
Not Enrolled
|
Gold
|
Morris and Watson Gold Coast
|
AUSTRALIA
|
CID002866
|
Not Enrolled
|
Gold
|
Moscow Special Alloys Processing Plant
|
RUSSIAN FEDERATION
|
CID001204
|
Compliant
|
Gold
|
Nadir Metal Rafineri San. Ve Tic. A.Ş.
|
TURKEY
|
CID001220
|
Compliant
|
Gold
|
Navoi Mining and Metallurgical Combinat
|
UZBEKISTAN
|
CID001236
|
Active
|
Gold
|
Nihon Material Co., Ltd.
|
JAPAN
|
CID001259
|
Compliant
|
Gold
|
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH
|
AUSTRIA
|
CID002779
|
Compliant
|
Gold
|
Ohura Precious Metal Industry Co., Ltd.
|
JAPAN
|
CID001325
|
Compliant
|
Gold
|
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)
|
RUSSIAN FEDERATION
|
CID001326
|
Compliant
|
Gold
|
OJSC Novosibirsk Refinery
|
RUSSIAN FEDERATION
|
CID000493
|
Compliant
|
Gold
|
PAMP S.A.
|
SWITZERLAND
|
CID001352
|
Compliant
|
Gold
|
Pease & Curren
|
UNITED STATES
|
CID002872
|
Not Enrolled
|
Gold
|
Penglai Penggang Gold Industry Co., Ltd.
|
CHINA
|
CID001362
|
Not Enrolled
|
Gold
|
Prioksky Plant of Non-Ferrous Metals
|
RUSSIAN FEDERATION
|
CID001386
|
Compliant
|
Gold
|
PT Aneka Tambang (Persero) Tbk
|
INDONESIA
|
CID001397
|
Compliant
|
Gold
|
PX Précinox S.A.
|
SWITZERLAND
|
CID001498
|
Compliant
|
Gold
|
Rand Refinery (Pty) Ltd.
|
SOUTH AFRICA
|
CID001512
|
Compliant
|
Gold
|
Remondis Argentia B.V.
|
NETHERLANDS
|
CID002582
|
Not Enrolled
|
Gold
|
Republic Metals Corporation
|
UNITED STATES
|
CID002510
|
Compliant
|
Gold
|
Royal Canadian Mint
|
CANADA
|
CID001534
|
Compliant
|
Gold
|
SAAMP
|
FRANCE
|
CID002761
|
Not Enrolled
|
Gold
|
Sabin Metal Corp.
|
UNITED STATES
|
CID001546
|
Not Enrolled
|
Gold
|
SAFINA A.S.
|
CZECH REPUBLIC
|
CID002290
|
Not Enrolled
|
Gold
|
Sai Refinery
|
INDIA
|
CID002853
|
Not Enrolled
|
Gold
|
Samduck Precious Metals
|
KOREA, REPUBLIC OF
|
CID001555
|
Compliant
|
Gold
|
SAMWON Metals Corp.
|
KOREA, REPUBLIC OF
|
CID001562
|
Not Enrolled
|
Gold
|
SAXONIA Edelmetalle GmbH
|
GERMANY
|
CID002777
|
Compliant
|
Gold
|
Schone Edelmetaal B.V.
|
NETHERLANDS
|
CID001573
|
Compliant
|
Gold
|
SEMPSA Joyería Platería S.A.
|
SPAIN
|
CID001585
|
Compliant
|
Gold
|
Shandong Tiancheng Biological Gold Industrial Co., Ltd.
|
CHINA
|
CID001619
|
Not Enrolled
|
Gold
|
Shandong Zhaojin Gold & Silver Refinery Co., Ltd.
|
CHINA
|
CID001622
|
Compliant
|
Gold
|
Sichuan Tianze Precious Metals Co., Ltd.
|
CHINA
|
CID001736
|
Compliant
|
Gold
|
Singway Technology Co., Ltd.
|
TAIWAN
|
CID002516
|
Compliant
|
Gold
|
So Accurate Group, Inc.
|
UNITED STATES
|
CID001754
|
Not Enrolled
|
Gold
|
SOE Shyolkovsky Factory of Secondary Precious Metals
|
RUSSIAN FEDERATION
|
CID001756
|
Compliant
|
Gold
|
Solar Applied Materials Technology Corp.
|
TAIWAN
|
CID001761
|
Compliant
|
Gold
|
Sudan Gold Refinery
|
SUDAN
|
CID002567
|
Not Enrolled
|
Gold
|
Sumitomo Metal Mining Co., Ltd.
|
JAPAN
|
CID001798
|
Compliant
|
Gold
|
T.C.A S.p.A
|
ITALY
|
CID002580
|
Compliant
|
Gold
|
Tanaka Kikinzoku Kogyo K.K.
|
JAPAN
|
CID001875
|
Compliant
|
Gold
|
The Refinery of Shandong Gold Mining Co., Ltd.
|
CHINA
|
CID001916
|
Compliant
|
Gold
|
Tokuriki Honten Co., Ltd.
|
JAPAN
|
CID001938
|
Compliant
|
Gold
|
Tongling Nonferrous Metals Group Co., Ltd.
|
CHINA
|
CID001947
|
Not Enrolled
|
Gold
|
Tony Goetz NV
|
BELGIUM
|
CID002587
|
Active
|
Gold
|
TOO Tau-Ken-Altyn
|
KAZAKHSTAN
|
CID002615
|
Not Enrolled
|
Gold
|
Torecom
|
KOREA, REPUBLIC OF
|
CID001955
|
Compliant
|
Gold
|
Umicore Brasil Ltda.
|
BRAZIL
|
CID001977
|
Compliant
|
Gold
|
Umicore Precious Metals Thailand
|
THAILAND
|
CID002314
|
Compliant
|
Gold
|
Umicore S.A. Business Unit Precious Metals Refining
|
BELGIUM
|
CID001980
|
Compliant
|
Gold
|
United Precious Metal Refining, Inc.
|
UNITED STATES
|
CID001993
|
Compliant
|
Gold
|
Universal Precious Metals Refining Zambia
|
ZAMBIA
|
CID002854
|
Not Enrolled
|
Gold
|
Valcambi S.A.
|
SWITZERLAND
|
CID002003
|
Compliant
|
Gold
|
Western Australian Mint trading as The Perth Mint
|
AUSTRALIA
|
CID002030
|
Compliant
|
Gold
|
WIELAND Edelmetalle GmbH
|
GERMANY
|
CID002778
|
Compliant
|
Gold
|
Yamamoto Precious Metal Co., Ltd.
|
JAPAN
|
CID002100
|
Compliant
|
Gold
|
Yokohama Metal Co., Ltd.
|
JAPAN
|
CID002129
|
Compliant
|
Gold
|
Yunnan Copper Industry Co., Ltd.
|
CHINA
|
CID000197
|
Not Enrolled
|
Gold
|
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
|
CHINA
|
CID002224
|
Compliant
|
Gold
|
Zijin Mining Group Co., Ltd. Gold Refinery
|
CHINA
|
CID002243
|
Compliant
|
Tantalum
|
Changsha South Tantalum Niobium Co., Ltd.
|
CHINA
|
CID000211
|
Compliant
|
Tantalum
|
Conghua Tantalum and Niobium Smeltry
|
CHINA
|
CID000291
|
Compliant
|
Tantalum
|
D Block Metals, LLC
|
UNITED STATES
|
CID002504
|
Compliant
|
Tantalum
|
Duoluoshan
|
CHINA
|
CID000410
|
Compliant
|
Tantalum
|
Exotech Inc.
|
UNITED STATES
|
CID000456
|
Compliant
|
Tantalum
|
F&X Electro-Materials Ltd.
|
CHINA
|
CID000460
|
Compliant
|
Tantalum
|
FIR Metals & Resource Ltd.
|
CHINA
|
CID002505
|
Compliant
|
Tantalum
|
Global Advanced Metals Aizu
|
JAPAN
|
CID002558
|
Compliant
|
Tantalum
|
Global Advanced Metals Boyertown
|
UNITED STATES
|
CID002557
|
Compliant
|
Tantalum
|
Guangdong Zhiyuan New Material Co., Ltd.
|
CHINA
|
CID000616
|
Compliant
|
Tantalum
|
H.C. Starck Co., Ltd.
|
THAILAND
|
CID002544
|
Compliant
|
Tantalum
|
H.C. Starck GmbH Goslar
|
GERMANY
|
CID002545
|
Compliant
|
Tantalum
|
H.C. Starck GmbH Laufenburg
|
GERMANY
|
CID002546
|
Not Enrolled
|
Tantalum
|
H.C. Starck Hermsdorf GmbH
|
GERMANY
|
CID002547
|
Compliant
|
Tantalum
|
H.C. Starck Inc.
|
UNITED STATES
|
CID002548
|
Compliant
|
Tantalum
|
H.C. Starck Ltd.
|
JAPAN
|
CID002549
|
Compliant
|
Tantalum
|
H.C. Starck Smelting GmbH & Co. KG
|
GERMANY
|
CID002550
|
Compliant
|
Tantalum
|
Hengyang King Xing Lifeng New Materials Co., Ltd.
|
CHINA
|
CID002492
|
Compliant
|
Tantalum
|
Hi-Temp Specialty Metals, Inc.
|
UNITED STATES
|
CID000731
|
Compliant
|
Tantalum
|
Jiangxi Dinghai Tantalum & Niobium Co., Ltd.
|
CHINA
|
CID002512
|
Compliant
|
Tantalum
|
Jiangxi Tuohong New Raw Material
|
CHINA
|
CID002842
|
Compliant
|
Tantalum
|
JiuJiang JinXin Nonferrous Metals Co., Ltd.
|
CHINA
|
CID000914
|
Compliant
|
Tantalum
|
Jiujiang Tanbre Co., Ltd.
|
CHINA
|
CID000917
|
Compliant
|
Tantalum
|
Jiujiang Zhongao Tantalum & Niobium Co., Ltd.
|
CHINA
|
CID002506
|
Compliant
|
Tantalum
|
KEMET Blue Metals
|
MEXICO
|
CID002539
|
Compliant
|
Tantalum
|
KEMET Blue Powder
|
UNITED STATES
|
CID002568
|
Compliant
|
Tantalum
|
King-Tan Tantalum Industry Ltd.
|
CHINA
|
CID000973
|
Compliant
|
Tantalum
|
LSM Brasil S.A.
|
BRAZIL
|
CID001076
|
Compliant
|
Tantalum
|
Metallurgical Products India Pvt., Ltd.
|
INDIA
|
CID001163
|
Compliant
|
Tantalum
|
Mineração Taboca S.A.
|
BRAZIL
|
CID001175
|
Compliant
|
Tantalum
|
Mitsui Mining & Smelting
|
JAPAN
|
CID001192
|
Compliant
|
Tantalum
|
Molycorp Silmet A.S.
|
ESTONIA
|
CID001200
|
Compliant
|
Tantalum
|
Ningxia Orient Tantalum Industry Co., Ltd.
|
CHINA
|
CID001277
|
Compliant
|
Tantalum
|
Plansee SE Liezen
|
AUSTRIA
|
CID002540
|
Not Enrolled
|
Tantalum
|
Plansee SE Reutte
|
AUSTRIA
|
CID002556
|
Compliant
|
Tantalum
|
Power Resources Ltd.
|
MACEDONIA
|
CID002847
|
Compliant
|
Tantalum
|
QuantumClean
|
UNITED STATES
|
CID001508
|
Compliant
|
Tantalum
|
Resind Indústria e Comércio Ltda.
|
BRAZIL
|
CID002707
|
Compliant
|
Tantalum
|
RFH Tantalum Smeltry Co., Ltd.
|
CHINA
|
CID001522
|
Compliant
|
Tantalum
|
Solikamsk Magnesium Works OAO
|
RUSSIAN FEDERATION
|
CID001769
|
Compliant
|
Tantalum
|
Taki Chemicals
|
JAPAN
|
CID001869
|
Compliant
|
Tantalum
|
Telex Metals
|
UNITED STATES
|
CID001891
|
Compliant
|
Tantalum
|
Tranzact, Inc.
|
UNITED STATES
|
CID002571
|
Compliant
|
Tantalum
|
Ulba Metallurgical Plant JSC
|
KAZAKHSTAN
|
CID001969
|
Compliant
|
Tantalum
|
XinXing HaoRong Electronic Material Co., Ltd.
|
CHINA
|
CID002508
|
Compliant
|
Tantalum
|
Yichun Jin Yang Rare Metal Co., Ltd.
|
CHINA
|
CID002307
|
Compliant
|
Tantalum
|
Zhuzhou Cemented Carbide Group Co., Ltd.
|
CHINA
|
CID002232
|
Compliant
|
Tin
|
Alpha
|
UNITED STATES
|
CID000292
|
Compliant
|
Tin
|
An Thai Minerals Co., Ltd.
|
VIET NAM
|
CID002825
|
Not Enrolled
|
Tin
|
An Vinh Joint Stock Mineral Processing Company
|
VIET NAM
|
CID002703
|
Not Enrolled
|
Tin
|
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.
|
CHINA
|
CID000228
|
Compliant
|
Tin
|
China Tin Group Co., Ltd.
|
CHINA
|
CID001070
|
Compliant
|
Tin
|
CNMC (Guangxi) PGMA Co., Ltd.
|
CHINA
|
CID000278
|
Not Enrolled
|
Tin
|
Cooperativa Metalurgica de Rondônia Ltda.
|
BRAZIL
|
CID000295
|
Compliant
|
Tin
|
CV Ayi Jaya
|
INDONESIA
|
CID002570
|
Compliant
|
Tin
|
CV Dua Sekawan
|
INDONESIA
|
CID002592
|
Compliant
|
Tin
|
CV Gita Pesona
|
INDONESIA
|
CID000306
|
Compliant
|
Tin
|
CV Serumpun Sebalai
|
INDONESIA
|
CID000313
|
Compliant
|
Tin
|
CV Tiga Sekawan
|
INDONESIA
|
CID002593
|
Compliant
|
Tin
|
CV United Smelting
|
INDONESIA
|
CID000315
|
Compliant
|
Tin
|
CV Venus Inti Perkasa
|
INDONESIA
|
CID002455
|
Compliant
|
Tin
|
Dowa
|
JAPAN
|
CID000402
|
Compliant
|
Tin
|
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company
|
VIET NAM
|
CID002572
|
Active
|
Tin
|
Elmet S.L.U.
|
SPAIN
|
CID002774
|
Compliant
|
Tin
|
EM Vinto
|
BOLIVIA
|
CID000438
|
Compliant
|
Tin
|
Estanho de Rondônia S.A.
|
BRAZIL
|
CID000448
|
Not Enrolled
|
Tin
|
Fenix Metals
|
POLAND
|
CID000468
|
Compliant
|
Tin
|
Gejiu Fengming Metallurgy Chemical Plant
|
CHINA
|
CID002848
|
Compliant
|
Tin
|
Gejiu Jinye Mineral Company
|
CHINA
|
CID002859
|
Compliant
|
Tin
|
Gejiu Kai Meng Industry and Trade LLC
|
CHINA
|
CID000942
|
Active
|
Tin
|
Gejiu Non-Ferrous Metal Processing Co., Ltd.
|
CHINA
|
CID000538
|
Compliant
|
Tin
|
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.
|
CHINA
|
CID001908
|
Active
|
Tin
|
Gejiu Zili Mining And Metallurgy Co., Ltd.
|
CHINA
|
CID000555
|
Not Enrolled
|
Tin
|
Guanyang Guida Nonferrous Metal Smelting Plant
|
CHINA
|
CID002849
|
Compliant
|
Tin
|
HuiChang Hill Tin Industry Co., Ltd.
|
CHINA
|
CID002844
|
Compliant
|
Tin
|
Huichang Jinshunda Tin Co., Ltd.
|
CHINA
|
CID000760
|
Not Enrolled
|
Tin
|
Jiangxi Ketai Advanced Material Co., Ltd.
|
CHINA
|
CID000244
|
Compliant
|
Tin
|
Magnu's Minerais Metais e Ligas Ltda.
|
BRAZIL
|
CID002468
|
Compliant
|
Tin
|
Malaysia Smelting Corporation (MSC)
|
MALAYSIA
|
CID001105
|
Compliant
|
Tin
|
Melt Metais e Ligas S.A.
|
BRAZIL
|
CID002500
|
Compliant
|
Tin
|
Metallic Resources, Inc.
|
UNITED STATES
|
CID001142
|
Compliant
|
Tin
|
Metallo-Chimique N.V.
|
BELGIUM
|
CID002773
|
Compliant
|
Tin
|
Mineração Taboca S.A.
|
BRAZIL
|
CID001173
|
Compliant
|
Tin
|
Minsur
|
PERU
|
CID001182
|
Compliant
|
Tin
|
Mitsubishi Materials Corporation
|
JAPAN
|
CID001191
|
Compliant
|
Tin
|
Modeltech Sdn Bhd
|
MALAYSIA
|
CID002858
|
Not Enrolled
|
Tin
|
Nankang Nanshan Tin Manufactory Co., Ltd.
|
CHINA
|
CID001231
|
Active
|
Tin
|
Nghe Tinh Non-Ferrous Metals Joint Stock Company
|
VIET NAM
|
CID002573
|
Not Enrolled
|
Tin
|
O.M. Manufacturing (Thailand) Co., Ltd.
|
THAILAND
|
CID001314
|
Compliant
|
Tin
|
O.M. Manufacturing Philippines, Inc.
|
PHILIPPINES
|
CID002517
|
Compliant
|
Tin
|
Operaciones Metalurgical S.A.
|
BOLIVIA
|
CID001337
|
Compliant
|
Tin
|
Phoenix Metal Ltd.
|
RWANDA
|
CID002507
|
Not Enrolled
|
Tin
|
PT Aries Kencana Sejahtera
|
INDONESIA
|
CID000309
|
Compliant
|
Tin
|
PT Artha Cipta Langgeng
|
INDONESIA
|
CID001399
|
Compliant
|
Tin
|
PT ATD Makmur Mandiri Jaya
|
INDONESIA
|
CID002503
|
Compliant
|
Tin
|
PT Babel Inti Perkasa
|
INDONESIA
|
CID001402
|
Compliant
|
Tin
|
PT Bangka Prima Tin
|
INDONESIA
|
CID002776
|
Compliant
|
Tin
|
PT Bangka Tin Industry
|
INDONESIA
|
CID001419
|
Compliant
|
Tin
|
PT Belitung Industri Sejahtera
|
INDONESIA
|
CID001421
|
Compliant
|
Tin
|
PT Bukit Timah
|
INDONESIA
|
CID001428
|
Compliant
|
Tin
|
PT Cipta Persada Mulia
|
INDONESIA
|
CID002696
|
Compliant
|
Tin
|
PT DS Jaya Abadi
|
INDONESIA
|
CID001434
|
Compliant
|
Tin
|
PT Eunindo Usaha Mandiri
|
INDONESIA
|
CID001438
|
Compliant
|
Tin
|
PT Inti Stania Prima
|
INDONESIA
|
CID002530
|
Compliant
|
Tin
|
PT Justindo
|
INDONESIA
|
CID000307
|
Not Enrolled
|
Tin
|
PT Karimun Mining
|
INDONESIA
|
CID001448
|
Compliant
|
Tin
|
PT Kijang Jaya Mandiri
|
INDONESIA
|
CID002829
|
Compliant
|
Tin
|
PT Lautan Harmonis Sejahtera
|
INDONESIA
|
CID002870
|
Compliant
|
Tin
|
PT Mitra Stania Prima
|
INDONESIA
|
CID001453
|
Compliant
|
Tin
|
PT O.M. Indonesia
|
INDONESIA
|
CID002757
|
Compliant
|
Tin
|
PT Panca Mega Persada
|
INDONESIA
|
CID001457
|
Compliant
|
Tin
|
PT Prima Timah Utama
|
INDONESIA
|
CID001458
|
Compliant
|
Tin
|
PT Refined Bangka Tin
|
INDONESIA
|
CID001460
|
Compliant
|
Tin
|
PT Sariwiguna Binasentosa
|
INDONESIA
|
CID001463
|
Compliant
|
Tin
|
PT Stanindo Inti Perkasa
|
INDONESIA
|
CID001468
|
Compliant
|
Tin
|
PT Sukses Inti Makmur
|
INDONESIA
|
CID002816
|
Compliant
|
Tin
|
PT Sumber Jaya Indah
|
INDONESIA
|
CID001471
|
Compliant
|
Tin
|
PT Timah (Persero) Tbk Kundur
|
INDONESIA
|
CID001477
|
Compliant
|
Tin
|
PT Timah (Persero) Tbk Mentok
|
INDONESIA
|
CID001482
|
Compliant
|
Tin
|
PT Tinindo Inter Nusa
|
INDONESIA
|
CID001490
|
Compliant
|
Tin
|
PT Tommy Utama
|
INDONESIA
|
CID001493
|
Compliant
|
Tin
|
PT Wahana Perkit Jaya
|
INDONESIA
|
CID002479
|
Compliant
|
Tin
|
Resind Indústria e Comércio Ltda.
|
BRAZIL
|
CID002706
|
Compliant
|
Tin
|
Rui Da Hung
|
TAIWAN
|
CID001539
|
Compliant
|
Tin
|
Soft Metais Ltda.
|
BRAZIL
|
CID001758
|
Compliant
|
Tin
|
Thaisarco
|
THAILAND
|
CID001898
|
Compliant
|
Tin
|
Tuyen Quang Non-Ferrous Metals Joint Stock Company
|
VIET NAM
|
CID002574
|
Not Enrolled
|
Tin
|
VQB Mineral and Trading Group JSC
|
VIET NAM
|
CID002015
|
Compliant
|
Tin
|
White Solder Metalurgia e Mineração Ltda.
|
BRAZIL
|
CID002036
|
Compliant
|
Tin
|
Yunnan Chengfeng Non-ferrous Metals Co., Ltd.
|
CHINA
|
CID002158
|
Active
|
Tin
|
Yunnan Tin Company Limited
|
CHINA
|
CID002180
|
Compliant
|
Tungsten
|
A.L.M.T. TUNGSTEN Corp.
|
JAPAN
|
CID000004
|
Compliant
|
Tungsten
|
ACL Metais Eireli
|
BRAZIL
|
CID002833
|
Not Enrolled
|
Tungsten
|
Asia Tungsten Products Vietnam Ltd.
|
VIET NAM
|
CID002502
|
Compliant
|
Tungsten
|
Chenzhou Diamond Tungsten Products Co., Ltd.
|
CHINA
|
CID002513
|
Compliant
|
Tungsten
|
Chongyi Zhangyuan Tungsten Co., Ltd.
|
CHINA
|
CID000258
|
Compliant
|
Tungsten
|
Dayu Weiliang Tungsten Co., Ltd.
|
CHINA
|
CID000345
|
Not Enrolled
|
Tungsten
|
Fujian Jinxin Tungsten Co., Ltd.
|
CHINA
|
CID000499
|
Compliant
|
Tungsten
|
Ganzhou Huaxing Tungsten Products Co., Ltd.
|
CHINA
|
CID000875
|
Compliant
|
Tungsten
|
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
|
CHINA
|
CID002315
|
Compliant
|
Tungsten
|
Ganzhou Seadragon W & Mo Co., Ltd.
|
CHINA
|
CID002494
|
Compliant
|
Tungsten
|
Ganzhou Yatai Tungsten Co., Ltd.
|
CHINA
|
CID002536
|
Not Enrolled
|
Tungsten
|
Global Tungsten & Powders Corp.
|
UNITED STATES
|
CID000568
|
Compliant
|
Tungsten
|
Guangdong Xianglu Tungsten Co., Ltd.
|
CHINA
|
CID000218
|
Compliant
|
Tungsten
|
H.C. Starck GmbH
|
GERMANY
|
CID002541
|
Compliant
|
Tungsten
|
H.C. Starck Smelting GmbH & Co.KG
|
GERMANY
|
CID002542
|
Compliant
|
Tungsten
|
Hunan Chenzhou Mining Co., Ltd.
|
CHINA
|
CID000766
|
Compliant
|
Tungsten
|
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
|
CHINA
|
CID002579
|
Compliant
|
Tungsten
|
Hunan Chunchang Nonferrous Metals Co., Ltd.
|
CHINA
|
CID000769
|
Compliant
|
Tungsten
|
Hydrometallurg, JSC
|
RUSSIAN FEDERATION
|
CID002649
|
Compliant
|
Tungsten
|
Japan New Metals Co., Ltd.
|
JAPAN
|
CID000825
|
Compliant
|
Tungsten
|
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
|
CHINA
|
CID002551
|
Compliant
|
Tungsten
|
Jiangxi Dayu Longxintai Tungsten Co., Ltd.
|
CHINA
|
CID002647
|
Not Enrolled
|
Tungsten
|
Jiangxi Gan Bei Tungsten Co., Ltd.
|
CHINA
|
CID002321
|
Compliant
|
Tungsten
|
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.
|
CHINA
|
CID002313
|
Not Enrolled
|
Tungsten
|
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
|
CHINA
|
CID002318
|
Compliant
|
Tungsten
|
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
|
CHINA
|
CID002317
|
Compliant
|
Tungsten
|
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.
|
CHINA
|
CID002535
|
Compliant
|
Tungsten
|
Jiangxi Yaosheng Tungsten Co., Ltd.
|
CHINA
|
CID002316
|
Compliant
|
Tungsten
|
Kennametal Fallon
|
UNITED STATES
|
CID000966
|
Compliant
|
Tungsten
|
Kennametal Huntsville
|
UNITED STATES
|
CID000105
|
Compliant
|
Tungsten
|
Malipo Haiyu Tungsten Co., Ltd.
|
CHINA
|
CID002319
|
Compliant
|
Tungsten
|
Moliren Ltd
|
RUSSIAN FEDERATION
|
CID002845
|
Compliant
|
Tungsten
|
Niagara Refining LLC
|
UNITED STATES
|
CID002589
|
Compliant
|
Tungsten
|
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC
|
VIET NAM
|
CID002543
|
Compliant
|
Tungsten
|
Philippine Chuangxin Industrial Co., Inc.
|
PHILIPPINES
|
CID002827
|
Compliant
|
Tungsten
|
South-East Nonferrous Metal Company Limited of Hengyang City
|
CHINA
|
CID002815
|
Compliant
|
Tungsten
|
Tejing (Vietnam) Tungsten Co., Ltd.
|
VIET NAM
|
CID001889
|
Compliant
|
Tungsten
|
Unecha Refractory metals plant
|
RUSSIAN FEDERATION
|
CID002724
|
Compliant
|
Tungsten
|
Vietnam Youngsun Tungsten Industry Co., Ltd.
|
VIET NAM
|
CID002011
|
Compliant
|
Tungsten
|
Wolfram Bergbau und Hütten AG
|
AUSTRIA
|
CID002044
|
Compliant
|
Tungsten
|
Woltech Korea Co., Ltd.
|
KOREA, REPUBLIC OF
|
CID002843
|
Compliant
|
Tungsten
|
Xiamen Tungsten (H.C.) Co., Ltd.
|
CHINA
|
CID002320
|
Compliant
|
Tungsten
|
Xiamen Tungsten Co., Ltd.
|
CHINA
|
CID002082
|
Compliant
|
Tungsten
|
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
|
CHINA
|
CID002830
|
Compliant
|
Tungsten
|
Xinhai Rendan Shaoguan Tungsten Co., Ltd.
|
CHINA
|
CID002095
|
Compliant
|