0001140361-16-068776.txt : 20160606 0001140361-16-068776.hdr.sgml : 20160606 20160606171309 ACCESSION NUMBER: 0001140361-16-068776 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160602 FILED AS OF DATE: 20160606 DATE AS OF CHANGE: 20160606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626361200 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwab Holger CENTRAL INDEX KEY: 0001553272 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-01373 FILM NUMBER: 161699283 MAIL ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 4 1 doc1.xml FORM 4 X0306 4 2016-06-02 0 0000067347 MODINE MANUFACTURING CO MOD 0001553272 Schwab Holger ARTHUR-B.-MODINE-STRASSE 1 FILDERSTADT-BONLANDEN 2M D-70794 GERMANY 0 1 0 0 Regional VP - Europe Common stock 2016-06-02 4 F 0 945 10.41 D 35832 D Common stock 2016-06-02 4 F 0 995 10.41 D 34837 D Common stock 2016-06-03 4 F 0 1251 10.06 D 33586 D Common stock 2016-06-03 4 A 0 2937 0.00 A 36523 D Common stock 2016-06-03 4 F 0 1301 10.06 D 35222 D Shares disposed of in a private transaction to cover tax withholding. The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2013 terminated in calendar 2016. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used three measures to determine the payouts: Three-Year Average ROACE ("ROACE"), Annual Revenue Growth, and Asia Operating Income. The Company's ROACE for the performance period was 8.4%, which exceeded the Threshold level for that performance measure. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 26% of the Target. Margaret C. Kelsey, Attorney in Fact 2016-06-06