-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I4givbOU8ahOz9GTnp+thqldAuGjAZ5Ihl2QKvBd8gVeUAH40OL5XhoCjvp6XfvQ u6cm6sL8rJ61lP9Z0iMKMQ== 0000067347-98-000002.txt : 19980130 0000067347-98-000002.hdr.sgml : 19980130 ACCESSION NUMBER: 0000067347-98-000002 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980128 ITEM INFORMATION: FILED AS OF DATE: 19980129 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: MODINE MANUFACTURING CO CENTRAL INDEX KEY: 0000067347 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 390482000 STATE OF INCORPORATION: WI FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: SEC FILE NUMBER: 001-01373 FILM NUMBER: 98516212 BUSINESS ADDRESS: STREET 1: 1500 DEKOVEN AVE CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 4146361200 8-K/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A AMENDMENT NO. 1 TO CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 1996 MODINE MANUFACTURING COMPANY - ---------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Wisconsin 1-1373 39-0482000 - ---------------------------------------------------------------------- (State or other (Commission (I.R.S. Employer jurisdiction of File Number) Identification No.) incorporation) 1500 DeKoven Avenue, Racine, Wisconsin 53403 - --------------------------------------------- ---------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (414) 636-1200 ---------------- NOT APPLICABLE - ---------------------------------------------------------------------- (Former name or former address, if changed since last report.) An Exhibit Index appears on Page 2 herein. The undersigned registrant hereby amends the following items, financial statements, exhibits or other portions of its CURRENT REPORT on Form 8-K dated December 18, 1996 as set forth in Item 5 below: Item 5. Other Information. ----------------- The par value of a share of Series A Participating Preferred Stock was incorrectly stated in the Form 8-K dated December 18, 1996. The correct par value of a share of Series A Participating Preferred Stock is $0.025 per share. Item 7. Financial Statements and Exhibits. --------------------------------- (c) Exhibits Reference Number Per Item 601 of Regulation S-K Page - ----------------- ------ 1 Not Applicable 2 Not Applicable 4(a) Rights Agreement dated as of October 16, 1986 between the Registrant and the First National Bank of Chicago (Rights Agent) (filed by reference to the Exhibit contained in the Registrant's Annual Report on Form 10-K for the fiscal year ended March 31, 1997). 4(b)(i) Rights Agreement Amendment No. 1 dated as of January 18, 1995 between the Registrant and First Chicago Trust Company of New York (Rights Agent) (filed by reference to the exhibit contained within the Registrant's Current Report on Form 8-K dated January 13, 1995). 4(b)(ii) Rights Agreement Amendment No. 2 dated as of January 18, 1995 between the Registrant and First Chicago Trust Company of New York (Rights Agent) (filed by reference to the exhibit contained within the Registrant's Current Report on Form 8-K dated January 13, 1995). 4(b)(iii) Rights Agreement Amendment No. 3 dated as of October 15, 1996, between the Registrant and First Chicago Trust Company of New York (Rights Agent) Reference Number Per Item 601 of Regulation S-K Page - ----------------- ------ (filed by reference to the exhibit contained within the Registrant's Quarterly Report on Form 10-Q dated December 26, 1996). Note: The amount of long-term debt authorized under any instrument defining the rights of holders of long-term debt of the Registrant, other than as notedabove, does not exceed ten percent of the total assets of the Registrant and its subsidiaries on a consolidated basis. Therefore, no such instruments are required to be filed as exhibits to this Form 8-K/A. The Registrant agrees to furnish copies of such instruments to the Commission upon request. 16 Not applicable 17 Not applicable 20 Not applicable 23 Not applicable 24 Not applicable 27 Not applicable SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 28, 1998. MODINE MANUFACTURING COMPANY (Registrant) By: W. E. PAVLICK ------------------------------- W. E. Pavlick, Senior Vice President, General Counsel and Secretary -----END PRIVACY-ENHANCED MESSAGE-----