0001235802-17-000074.txt : 20170608 0001235802-17-000074.hdr.sgml : 20170608 20170608162158 ACCESSION NUMBER: 0001235802-17-000074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170607 FILED AS OF DATE: 20170608 DATE AS OF CHANGE: 20170608 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEMOREST ROBERT L CENTRAL INDEX KEY: 0001239192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 17900461 MAIL ADDRESS: STREET 1: 2235 VALE CREST CITY: MINNEAPOLIS STATE: MN ZIP: 55422 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-07 0 0000067279 MOCON INC MOCO 0001239192 DEMOREST ROBERT L C/O MOCON, INC. 7500 MENDELSSOHN AVENUE N. MINNEAPOLIS MN 55428 1 1 0 0 Chairman, President and CEO Common Stock 2017-06-07 4 M 0 7716 12.96 A 229883 D Common Stock 2017-06-07 4 M 0 6250 16 A 236133 D Common Stock 2017-06-07 4 M 0 6944 14.3999 A 243077 D Common Stock 2017-06-07 4 M 0 6305 15.86 A 249382 D Common Stock 2017-06-07 4 M 0 5747 17.4 A 255129 D Common Stock 2017-06-07 4 M 0 5000 13.26 A 260129 D Common Stock 2017-06-07 4 M 0 2343 14.38 A 262472 D Common Stock 2017-06-07 4 F 0 19999 30 D 242473 D Incentive Employee Stock Option (right to buy) 12.96 2017-06-07 4 M 0 7716 12.96 D 2017-12-30 Common Stock 7716 0 D Incentive Employee Stock Option (right to buy) 16 2017-06-07 4 M 0 6250 16 D 2018-12-29 Common Stock 6250 0 D Incentive Employee Stock Option (right to buy) 14.3999 2017-06-07 4 M 0 6944 14.3999 D 2019-12-30 Common Stock 6944 0 D Incentive Employee Stock Option (right to buy) 15.86 2017-06-07 4 M 0 6305 15.86 D 2020-12-30 Common Stock 6305 0 D Incentive Employee Stock Option (right to buy) 17.4 2017-06-07 4 M 0 5747 17.4 D 2021-12-21 Common Stock 5747 0 D Incentive Employee Stock Option (right to buy) 13.26 2017-06-07 4 M 0 5000 13.26 D 2022-08-31 Common Stock 5000 0 D Incentive Employee Stock Option (right to buy) 14.38 2017-06-07 4 M 0 2343 14.38 D 2022-12-29 Common Stock 2343 0 D This option has fully vested. /s/ Elissa Lindsoe, attorney-in-fact 2017-06-08