0001235802-15-000172.txt : 20151222 0001235802-15-000172.hdr.sgml : 20151222 20151222175505 ACCESSION NUMBER: 0001235802-15-000172 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151222 FILED AS OF DATE: 20151222 DATE AS OF CHANGE: 20151222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOCON INC CENTRAL INDEX KEY: 0000067279 STANDARD INDUSTRIAL CLASSIFICATION: MEASURING & CONTROLLING DEVICES, NEC [3829] IRS NUMBER: 410903312 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 BUSINESS PHONE: 6124936370 MAIL ADDRESS: STREET 1: 7500 MENDELSSOHN AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55428 FORMER COMPANY: FORMER CONFORMED NAME: MODERN CONTROLS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMAS TOM C CENTRAL INDEX KEY: 0001239202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-09273 FILM NUMBER: 151303818 MAIL ADDRESS: STREET 1: 180 LOMA ALTRO STREET 2: C/O MOCON INC CITY: LOS GATOS STATE: CA ZIP: 95030 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-22 0 0000067279 MOCON INC MOCO 0001239202 THOMAS TOM C C/O MOCON INC. 7500 MENDELSSOHN AVENUE N MINNEAPOLIS MN 55428 1 0 0 0 Common Stock 2015-12-22 4 M 0 3500 8.905 A 13353.663 D Common Stock 2015-12-22 4 F 0 2149 14.5 D 11204.663 D Common Stock 2015-12-22 4 M 0 2000 8.575 A 13204.663 D Non-Statutory Stock Option (right to buy) 8.905 2015-12-22 4 M 0 3500 8.905 D 2015-12-27 Common Stock 3500 0 D Non-Statutory Stock Option (right to buy) 8.575 2015-12-22 4 M 0 2000 8.575 D 2015-12-30 Common Stock 2000 0 D Includes 203.663 shares subject to the Direct Stock Purchase Plan. This option is fully vested. /s/ Elissa Lindsoe, attorney-in-fact 2015-12-22